Roger L. Hoenes
K&H WEALTH PARTNERS
NORTHBROOK, IL 60062
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CRD#: 2067578
Professional summary
Roger Lee Hoenes, CFP®, ChFC®, CLU® is a registered financial advisor currently at K&H WEALTH PARTNERS located in Northbrook, Illinois.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Roger has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RAMS HOLDING LLC; 217 Bright Elbow Rd, Cedarcreek, MO 65627; BEGAN 6/9/03; PRESIDENT AND MANAGER; NO SALARY OR INCOME FOR THESE DUTIES; ALL RENTAL GOES BACK INTO THE LLC; NOT INVEST RELATED;15 MIN PER MO, NOT DURING TRADING// MARSH HOLDING LLC; 1 FARM; PRESIDENT OF LLC; PAY BILLS EACH MO; $0 COMP, ALL RENTAL INCOME GOES BACK INTO THE LLC; NOT SECURITIES RELATED; NO TIME SPENT DURING TRADING HRS// 4/1/2007; ROGER HOENES & ASSOCIATES; PRESIDENT AND INSURANCE AGENT; 5% TO 10% OF TIME ON A MONTHLY BASIS; BRANSON, MO; NON INVESTMENT RELATED. NIGHTLY RENTAL PROPERTY OWNER - PASSIVE RENTAL INCOME AGRICULTURE - COMMODITY SALES. ?the name of the other business; MARSH Holdings LLC; ?whether the business is investment-related; No ?the address of the other business; 217 Bright Elbow Rd Cedarcreek Missouri 65627 USA; ?the nature of the other business; Oversight of Agriculture operations; ?your position; Oversight of Agriculture operations; ?title, or relationship with the other business; Managing Member ?the start date of your relationship; 2003-03-03 ?the approximate number of hours/month you devote to the other business;1 ?the number of hours you devote to the other business during securities trading hours; 3 ?and briefly describe your duties relating to the other business; Oversight of Agriculture operations; ?the name of the other business; RAMS Holdings LLC ?whether the business is investment-related; NO ?the address of the other business; 217 Bright Elbow Rd Cedar creek Missouri 65627 USA; ?the nature of the other business; Rental Property ?your position; Managing Member ?title, or relationship with the other business; Managing Member ?the start date of your relationship; 2003-03-01 ?the approximate number of hours/month you devote to the other business; 1 ?the number of hours you devote to the other business during securities trading hours; 5 ?and briefly describe your duties relating to the other business; Oversight of personal rental property
CRS (Client Relationship Summary) - RIA
Click below to view Roger Lee Hoenes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
August 21, 2024 - Present
K&H WEALTH PARTNERS
Office #1: 666 Dundee Road, Suite 1901, Northbrook, IL 60062RIA
CRD#: 329828
NORTHBROOK, IL
Past
January 9, 2008 - July 22, 2024
PRO-VI$ION ADVISOR GROUP, LLC
RIA
CRD#: 145922
CEDARCREEK, MO
Past
March 27, 2007 - January 9, 2008
EAGLE POINT ASSET MANAGEMENT, INC.
RIA
CRD#: 123472
BRANSON, MO
Past
April 25, 2003 - March 27, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
SPRINGFIELD, MO
Past
July 20, 1990 - March 27, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
SPRINGFIELD, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(8/21/2024)
IAR
Missouri(9/19/2024)
IAR
Texas(8/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KW
K&H WEALTH PARTNERS
K&H WEALTH PARTNERS | K&H WEALTH PARTNERS INC.
CRD#: 329828 / SEC#:
Illinois
Registered Investment Advisory firm - (5/22/2024 Approved)Missouri
Registered Investment Advisory firm - (9/19/2024 Approved)Texas
Registered Investment Advisory firm - (2/8/2024 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
666 Dundee Road, Suite 1901, Northbrook, IL 60062
Mailing Address
Phone number
(224) 235-4307
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 247 |
| AUM (Assets Under Management) | $ 55,611,193 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
