Darryl P. Layne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darryl Preston Layne was a registered financial professional .
Darryl is a previously registered financial professional and started their career in finance in 1990. Darryl had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2011 - October 16, 2020
THE LONDON COMPANY OF VIRGINIA
February 20, 2009 - February 10, 2011
EDELMAN FINANCIAL SERVICES, LLC
February 20, 2009 - February 10, 2011
SANDERS MORRIS LLC
May 4, 2001 - May 15, 2008
FLIPPIN BRUCE & PORTER INC
April 18, 2001 - May 15, 2008
ULTIMUS FUND DISTRIBUTORS, LLC
October 1, 1999 - February 7, 2001
WELLS FARGO CLEARING SERVICES, LLC
February 16, 1995 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
June 21, 1990 - June 29, 1990
J. W. GANT & ASSOCIATES, INC.
Primary Firm SEC Registration
THE LONDON COMPANY OF VIRGINIA
CRD#: 106654 / SEC#: 801-46604
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LONDON COMPANY OF VIRGINIA
CRD#: 106654 / SEC#: 801-46604
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,024 |
| AUM (Assets Under Management) | $ 16,008,686,369 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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