Gary R. Marder
Professional summary
Gary Richard Marder, who also goes by Gary R Marder, is a registered financial professional currently at ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1990. Gary has worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Richard Marder's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2016 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701June 12, 2015 - March 2, 2016
MCBARRON CAPITAL LLC
May 7, 2014 - June 16, 2015
BRILL SECURITIES, INC.
December 16, 2013 - May 7, 2014
ROCKWELL SECURITIES LLC
August 16, 2012 - December 18, 2013
J.P. TURNER & COMPANY, L.L.C.
July 13, 2010 - September 5, 2012
MCBARRON CAPITAL LLC
May 30, 2003 - July 19, 2010
J.P. TURNER & COMPANY, L.L.C.
February 4, 2003 - June 2, 2003
FIRST MONTAUK SECURITIES CORP.
September 1, 2001 - February 6, 2003
KIRLIN SECURITIES INC.
March 10, 1995 - September 1, 2001
M.S. FARRELL & COMPANY, INC.
September 13, 1994 - December 22, 1994
M.S. FARRELL & COMPANY, INC.
February 7, 1994 - August 26, 1994
STUART, COLEMAN & CO., INC.
July 7, 1993 - December 22, 1993
DUKE & CO., INC.
June 3, 1992 - July 20, 1993
LADENBURG THALMANN & CO. INC.
December 13, 1991 - June 5, 1992
LEHMAN BROTHERS INC.
September 10, 1990 - December 17, 1991
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2016)
(2/20/2020)
(3/3/2016)
(3/20/2024)
(2/8/2016)
(2/9/2016)
(3/3/2016)
(2/24/2016)
(2/3/2016)
(3/27/2024)
(2/25/2016)
Exams
FINRA
Current Firm
ALEXANDER CAPITAL, L.P.
CRD#: 40077 / SEC#: , 8-48957
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENA MANAGEMENT LLC | PARTNER | |
| JSEC INC | PARTNER | |
| SALKIND, CATHERINE P | PARTNER | 7021439 |
| RUGGIERE, JOSEPH MATTHEW | PARTNER | 2548108 |
| RUGGIERE, WAYNE NMN | PARTNER | 7200730 |
| SALKIND, GENE Z | PARTNER | 7021417 |
| AMATO, JOSEPH ANTHONY | CEO | 2751635 |
| ELDREDGE, MICHAEL WILLIAM | BRANCH MANAGER ATL OFFICE | 2903014 |
| FAUCI, JODI | GENERAL SECS PRINCIPAL | 4189732 |
| FEMIANO, JOHN FRANCIS | GENERAL SECS PRINCIPAL, ANNUUITIES PRINCIPAL | 2132030 |
| FRANCONE, VITO ANTONIO II | COMPLIANCE ASSOCIATE | 2349326 |
| GUIDICIPIETRO, ROCCO GERARD | COO | 2489732 |
| KRISPEAL, RAQUEL E | SENIOR COMPLIANCE OFFICER, BRANCH MANAGER | 5733217 |
| MARTORANO, CARL MARIO | BRANCH MANAGER/OPERATIONS MANAGER/ROSFP | 2286051 |
| MESSINA, PAUL MICHAEL | GENERAL SECS PRINCIPAL, ROSFP, CO-MSRB PRINCIPAL | 5897543 |
| MISITI, MICHELE ANN | CHIEF COMPLIANCE OFFICER - ROSFP - AML OFFICER | 1931272 |
| ROTH, BARBARA NMN | PARTNER | 7200728 |
| SKOVRONCK, JEANPAUL CHARLES | DESIGNATED SUPERVISOR, DEPUTY AML OFFICER | 2744738 |
| STACK, TIMOTHY | SENIOR COMPLIANCE OFFICER | 1426363 |
| STAFFORD, LAWRENCE ROBERT | CHIEF TECHNOLOGY OFFICER | 7046577 |
| SULLIVAN, THOMAS FRANCIS | FINOP/CHIEF FINANCIAL OFFICER/CO-MSRB PRINCIPAL | 1145000 |
| THE SALKIND FAMILY FOUNDATION | PARTNER |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
