Adrian Velazquez
Professional summary
Adrian Velazquez is a registered financial professional currently at SRT SECURITIES LLC located in Birmingham, Michigan.
Adrian is registered as a RR (Registered Representative) and started their career in finance in 2004. Adrian has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adrian Velazquez's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2020 - Present
SRT SECURITIES LLC
Office #1: 416 Hawthorne Street, Birmingham, MI 48009May 3, 2019 - October 19, 2020
X-CHANGE FINANCIAL ACCESS, LLC
February 25, 2019 - May 2, 2019
LAKESHORE SECURITIES, L.P.
December 2, 2013 - February 20, 2019
X-CHANGE FINANCIAL ACCESS, LLC
August 22, 2007 - November 29, 2013
CTC XS, LLC
March 8, 2007 - March 8, 2007
CTC, LLC
February 1, 2005 - March 5, 2007
CTC, LLC
April 27, 2004 - January 10, 2005
TD OPTIONS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe Exchange, Inc.
FINRA
Current Firm
SRT SECURITIES LLC
CRD#: 33725 / SEC#: , 8-34415
Contact information
FINRA licenses (25 States and Territories)
Documents
Disclosures
| Regulatory Event | 24 |
Red Flags
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