David J. Strutzel
CETERA INVESTMENT ADVISERS LLC
SCHAUMBURG, IL 60173
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CRD#: 2066492
Professional summary
David J Strutzel, CFP®, who also goes by Dave Joseph Strutzel, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Schaumburg, Illinois and CETERA WEALTH SERVICES, LLC located in Schaumburg, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. David has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Joseph Strutzel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: STRUTZEL FAMILY WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: ST PETER DAMIAN CHURCH INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RELIGIOUS START DATE: 01/1981 POSITION/TITLE/RELATIONSHIP: SUBSTITUTE CHURCH ORGANIST / CHOIR DIRECTOR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: PLAYING THE ORGAN IN CHURCH 3. NAME OF OTHER BUSINESS: DAVID STRUTZEL - PUBLIC NOTARY ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY START DATE: 10/2017 POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC APX NUMBER OF HOURS PER WEEK: .1 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARY SERVICES; 4. NAME OF OTHER BUSINESS: DJS1 INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 09/2021, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: S CORP FOR TAX PURPOSES ON INCOME RECEIVED FROM INVESTMENT RELATED DBA ;
CRS (Client Relationship Summary) - RIA
Click below to view David J Strutzel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1515 E. Woodfield Rd., Suite 100, Schaumburg, IL 60173RIA
CRD#: 105644
SCHAUMBURG, IL
Current
September 15, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1515 E. Woodfield Rd., Suite 100, Schaumburg, IL 60173BD
CRD#: 13572
Schaumburg, IL
Past
September 16, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
December 5, 2007 - October 4, 2021
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
SCHAUMBURG, IL
Past
November 30, 2007 - October 4, 2021
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
SCHAUMBURG, IL
Past
December 15, 2000 - December 5, 2007
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
HANOVER PARK, IL
Past
October 22, 1990 - December 5, 2007
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
HANOVER PARK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/4/2021)
RR
Arizona(9/20/2021)
RR
California(9/16/2021)
RR
Colorado(9/17/2021)
RR
Florida(9/16/2021)
RR
Georgia(9/16/2021)
RR
Hawaii(10/15/2021)
RR
Illinois(9/16/2021)
IAR
Illinois(6/29/2023)
RR
Indiana(9/20/2021)
RR
Iowa(9/16/2021)
RR
Kentucky(10/4/2021)
RR
Louisiana(9/21/2021)
RR
Maryland(5/30/2025)
RR
Michigan(10/4/2021)
RR
Minnesota(10/6/2021)
RR
Missouri(9/16/2021)
RR
New York(9/18/2021)
RR
North Carolina(10/6/2021)
RR
Ohio(9/16/2021)
RR
Oklahoma(6/26/2023)
RR
Pennsylvania(9/17/2021)
RR
South Carolina(9/17/2021)
RR
Tennessee(9/17/2021)
RR
Wisconsin(9/21/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Schaumburg, IL 60173TRUST BUT VERIFY
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