Diane M. Greer

KESTRA ADVISORY SERVICES

Scottsdale, AZ 85258

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CRD#: 2066214

Professional summary

Diane M Greer, who also goes by Diane Marie Goldschmidt, Diane Goldschmidt, Diane Marie Greer, Diane Marie Logan, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Scottsdale, Arizona and KESTRA INVESTMENT SERVICES, LLC located in Scottsdale, Arizona.

Diane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Diane has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diane Marie Goldschmidt | Diane Goldschmidt | Diane Marie Greer | Diane Marie Logan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: KDI WEALTH MANAGEMENT POSITION: RR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 8901 E. Pima Center Parkway, Ste. 205, Scottsdale AZ 85258, United States DESCRIPTION: RR Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Ste. 400, Austin TX 78735, United States DESCRIPTION: IAR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane M Greer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2024 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 8901 E. Pima Center Parkwa Suite 205, Scottsdale, AZ 85258

RIA

CRD#: 283330

Scottsdale, AZ

Current

May 1, 2024 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 8901 E Pima Center Parkway Suite 205, Scottsdale, AZ 85258

CRD#: 42046

Scottsdale, AZ

Past

December 6, 2021 - May 3, 2024

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

TUCSON, AZ

Past

August 26, 2013 - May 3, 2024

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

TUCSON, AZ

Past

May 16, 2013 - August 16, 2013

BBVA SECURITIES INC.

CRD#: 27060

PAYSON, AZ

Past

September 22, 2011 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

PAYSON, AZ

Past

January 22, 2009 - July 21, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

PAYSON, AZ

Past

August 29, 2008 - July 21, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

PAYSON, AZ

Past

September 24, 2007 - August 4, 2008

SECURITIES AMERICA, INC.

CRD#: 10205

PAYSON, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/9/2025)

Arizona
(5/1/2024)

IAR

Arizona
(5/1/2024)

California
(5/1/2024)

Colorado
(5/1/2024)

Illinois
(5/1/2024)

Michigan
(5/1/2024)

Missouri
(5/1/2024)

New Jersey
(5/1/2024)

North Carolina
(10/7/2024)

Oklahoma
(5/1/2024)

South Carolina
(5/1/2024)

Tennessee
(6/13/2024)

Texas
(5/1/2024)

IAR

Texas
(5/2/2024)

Virginia
(5/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/30/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/21/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/21/2007

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 2

Date: 5/23/1990

Non-Member General Securities Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Diane M. Greer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane M Greer's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

BBVA SECURITIES INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/30/2021

Series 63

Date: 9/21/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/10/2008

Series 6

Date: 9/21/2007

Series 2

Date: 5/23/1990

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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