DF
David H. Farra
EAGLE STRATEGIES LLC
DOWNERS GROVE, IL 60515
Some features on this profile are disabled
CRD#: 2066130
DF
Professional summary
David Hannibal Farra, who also goes by David H Farra, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Downers Grove, Illinois and NYLIFE SECURITIES LLC located in Downers Grove, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. David has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David H Farra
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[insurance brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 3010 Highland Parkway #700 Downers Grove IL 60515; Start Date 02/2016; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [Ray Graham Association; Ray Graham Association supports nearly 2,000 children and adults with disabilities, and their families, through residential, life skills, employment, recreational and family support services in Du Page County and the surrounding areas.; 901 Warrenville Rd, Suite 500 Lisle IL 60532; Start Date 07/2023; Role/Title: Board Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours; Chairman of the Board of The Ray Graham Association. At this point I will be on a business development committee that consults and plans fund raising and events.] [OPERATING UNDER THE DBA NAME OF MAHONEY FINANCIAL ORGANIZATION, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; DOWNERS GROVE, IL; START DATE: 03/2016] [OPERATING UNDER THE DBA NAME OF CHRISTOPHER FINANCIAL GROUP LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; DOWNERS GROVE, IL; START DATE: 09/2017]
CRS (Client Relationship Summary) - RIA
Click below to view David Hannibal Farra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2016 - Present
EAGLE STRATEGIES LLC
Office #1: 3010 Highland Parkway Suite 700, Downers Grove, IL 60515RIA
CRD#: 110826
DOWNERS GROVE, IL
Current
April 30, 2010 - Present
NYLIFE SECURITIES LLC
Office #1: 2001 Butterfield Road Suite 800, Downers Grove, IL 60515BD
CRD#: 5167
Downers Grove, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/11/2023)
RR
California(4/23/2018)
RR
Colorado(10/16/2020)
RR
Florida(2/27/2017)
RR
Georgia(10/29/2019)
RR
Illinois(5/5/2010)
IAR
Illinois(10/14/2016)
RR
Indiana(8/5/2013)
RR
Kentucky(4/8/2021)
RR
Michigan(1/11/2017)
RR
New Jersey(11/22/2024)
RR
New Mexico(10/4/2022)
RR
South Carolina(6/13/2022)
RR
Virginia(1/13/2023)
RR
Washington(1/27/2022)
RR
Wisconsin(3/8/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
