PG
Paul O. Gelormini
PROMONTORY FINANCIAL PLANNING
Los Altos, CA 94022
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CRD#: 2066089
PG
Professional summary
Paul Otto Gelormini, who also goes by Paul Gelormini, is a registered financial advisor currently at PROMONTORY FINANCIAL PLANNING, LLC located in Los Altos, California and PURSHE KAPLAN STERLING INVESTMENTS located in Los Altos, California.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Paul has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Gelormini
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Gelormini Financial; investment related; 4966 El Camino Real #121 Los Altos CA 94022; Provide Financial Advisory &wealth management services; business owner, Financial Advisor; 04/15/1995; 160 hours a month; 100 trading hours a month; Dually registered as an RIA Affiliate and a FINRA registred rep as well as holding an active insurance license for Life and Health from the state of CA "Gelromini Financial: is the DBA that wraps all three financial capabilities into one comprehensive service. Duties include working closely with individuals in planning for retirement and other goals-based financial objectives by using a multitude of financial services, investment vehicles, and asset management strategies. Official title is "Financial Advisor" but a common industry term to describe the role is "private wealth management" using mostly traded securities to assist clients in their efforts to attain aa goal or objective - where appropriate, insurance products and some hour project work belled as a fee will also be utilized.
(2) Fixed Insurance; investment related; 4966 El Camino Real #121 Los Altos, CA 94022; Insurance products recommended where appropriate; licensed insurance agent; 06/1994; 2 hours a month, 2 trading hours a month; research and recommend fixed insurance products on an as needed basis. Past Product recommendations included fixed annuities and Fixed indes annuities and come Life Insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Otto Gelormini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 18, 2019 - Present
PROMONTORY FINANCIAL PLANNING, LLC
Office #1: 4966 El Camino Real Ste 121, Los Altos, CA 94022RIA
CRD#: 153666
Los Altos, CA
Current
September 24, 2019 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 4966 El Camino Real, Los Altos, CA 94022BD
CRD#: 35747
Los Altos, CA
Past
May 17, 2018 - January 22, 2019
LIBERTY WEALTH MANAGEMENT, LLC
RIA
CRD#: 286001
OAKLAND, CA
Past
March 26, 2010 - October 10, 2018
LIBERTY GROUP, LLC
RIA
CRD#: 106036
LOS ALTOS, CA
Past
March 25, 2010 - January 22, 2019
LIBERTY GROUP, LLC
BD
CRD#: 106036
LOS ALTOS, CA
Past
December 26, 2008 - March 30, 2010
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LOS ALTOS, CA
Past
December 24, 2008 - March 30, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LOS ALTOS, CA
Past
March 5, 2002 - December 31, 2008
EPLANNING ADVISORS INC
RIA
CRD#: 109184
LOS ALTOS, CA
Past
May 16, 2001 - December 31, 2008
EPLANNING SECURITIES, INC.
BD
CRD#: 46000
LOS ALTOS, CA
Past
April 20, 1995 - May 21, 2001
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
July 20, 1993 - March 6, 1995
GT GLOBAL, INC.
BD
CRD#: 19587
SAN FRANCISCO, CA
Past
November 27, 1991 - June 22, 1993
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
SAN MATEO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROMONTORY FINANCIAL PLANNING, LLC
GOAR FINANCIAL SERVICES | PROMONTORY FINANCIAL PLANNING, LLC | PROMONTORY FINANCIAL PLANNIG, LLC | PREMIER FINANCIAL PLANNING
CRD#: 153666 / SEC#: 801-114494
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)Arizona
Registered Investment Advisory firm - (2/1/2019 Terminated)California
Registered Investment Advisory firm - (4/10/2019 Terminated)Colorado
Registered Investment Advisory firm - (2/12/2019 Terminated)Idaho
Registered Investment Advisory firm - (2/1/2019 Terminated)Utah
Registered Investment Advisory firm - (2/4/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(1/18/2019)
RR
California(9/24/2019)
RR
Colorado(9/24/2019)
RR
Nebraska(9/24/2019)
RR
New York(9/24/2019)
RR
Washington(4/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PROMONTORY FINANCIAL PLANNING, LLC
GOAR FINANCIAL SERVICES | PROMONTORY FINANCIAL PLANNING, LLC | PROMONTORY FINANCIAL PLANNIG, LLC | PREMIER FINANCIAL PLANNING
CRD#: 153666 / SEC#: 801-114494
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)Arizona
Registered Investment Advisory firm - (2/1/2019 Terminated)California
Registered Investment Advisory firm - (4/10/2019 Terminated)Colorado
Registered Investment Advisory firm - (2/12/2019 Terminated)Idaho
Registered Investment Advisory firm - (2/1/2019 Terminated)Utah
Registered Investment Advisory firm - (2/4/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Farmington, UT
Mailing Address
Phone number
(801) 513-2545
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 570 |
| AUM (Assets Under Management) | $ 280,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROMONTORY FINANCIAL PLANNING, LLC
CRD#: 153666Los Altos, CA 94022TRUST BUT VERIFY
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