Gary D. Frunz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Dean Frunz was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1990. Gary had worked at 7 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2010 - February 13, 2012
T. ROWE PRICE ADVISORY SERVICES, INC.
August 31, 2010 - February 13, 2012
T. ROWE PRICE INVESTMENT SERVICES, INC.
March 3, 2006 - November 14, 2008
T. ROWE PRICE ADVISORY SERVICES, INC.
January 17, 2006 - November 14, 2008
T. ROWE PRICE INVESTMENT SERVICES, INC.
September 4, 2001 - June 17, 2002
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 31, 1996 - July 5, 2001
CHARLES SCHWAB & CO., INC.
April 9, 1992 - November 1, 1994
IDS LIFE INSURANCE COMPANY
April 9, 1992 - November 1, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
October 25, 1990 - February 19, 1992
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
