Gregory J. Cunningham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Joseph Cunningham, who also goes by Gregory J Cunningham, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1990. Gregory had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2015 - December 31, 2016
LEBENTHAL FINANCIAL SERVICES, INC.
July 23, 2004 - September 17, 2013
NORTHEAST SECURITIES, LLC
June 29, 1998 - July 14, 2004
MUTUAL OF AMERICA SECURITIES LLC
June 29, 1998 - July 14, 2004
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
April 7, 1997 - June 18, 1998
NORTHEAST SECURITIES, LLC
December 4, 1995 - April 10, 1997
JARON EQUITIES CORP.
April 19, 1994 - December 7, 1995
INVEST FINANCIAL CORPORATION
June 25, 1990 - April 19, 1994
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEBENTHAL FINANCIAL SERVICES, INC.
CRD#: 137988 / SEC#: , 8-67140
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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