Joseph M. Ramos
Professional summary
Joseph Mario Ramos, who also goes by Jose M Ramos Jr, Joseph Mario Ramos Jr, is a registered financial professional currently at TEMPLUM MARKETS LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1992. Joseph has worked at 11 firms and has passed the Series 63, Series 66, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Mario Ramos's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2018 - Present
TEMPLUM MARKETS LLC
Office #1: 315 Madison Ave 3rd Fl, New York, NY 10017December 8, 2014 - December 16, 2016
SIEBERT INVESTMENT ADVISORS, INC.
March 9, 2007 - November 16, 2015
SIEBERT WILLIAMS SHANK & CO., LLC
February 13, 2003 - December 16, 2016
MURIEL SIEBERT & CO., LLC
March 27, 2002 - October 18, 2002
GREAT EASTERN SECURITIES, INC.
September 14, 2000 - March 20, 2002
A.B. WATLEY DIRECT, INC.
July 27, 1999 - March 20, 2002
A.B. WATLEY, INC.
March 23, 1998 - June 11, 1999
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.
May 9, 1996 - December 2, 1996
BRUNSWICK WARBURG, INC.
February 1, 1993 - February 21, 1996
CANTOR FITZGERALD & CO.
January 8, 1992 - October 13, 1992
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 79TO
Date: 2/10/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TEMPLUM MARKETS LLC
CRD#: 102840 / SEC#: , 8-52169
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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