Sang Y. Lee
Professional summary
Sang Yup Lee, who also goes by James Lee, Sangyup James Lee, Sangyup Lee, is a registered financial professional currently at BLUE OWL SECURITIES located in New York, New York.
Sang is registered as a RR (Registered Representative) and started their career in finance in 1990. Sang has worked at 7 firms and has passed the Series 63, Series 7TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sang Yup Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2023 - Present
BLUE OWL SECURITIES
Office #1: 375 Park Avenue, New York, NY 10152December 3, 2002 - August 22, 2008
CITIGROUP GLOBAL MARKETS INC.
June 24, 1994 - October 2, 2002
PERSHING LLC
December 8, 1993 - July 7, 1994
LEHMAN SPECIAL SECURITIES INC.
December 8, 1993 - July 7, 1994
LEHMAN GOVERNMENT SECURITIES INC.
December 8, 1993 - July 7, 1994
LEHMAN BROTHERS INC.
December 7, 1990 - October 20, 1993
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/2023)
(10/25/2023)
(10/31/2023)
(10/19/2023)
(10/19/2023)
(5/31/2023)
(10/23/2023)
(6/5/2023)
(5/31/2023)
(10/23/2023)
(10/25/2023)
(6/6/2023)
(10/23/2023)
(10/20/2023)
(10/20/2023)
(10/19/2023)
(10/23/2023)
(1/10/2024)
(10/20/2023)
(5/30/2023)
(10/20/2023)
(10/23/2023)
(10/20/2023)
(10/23/2023)
(10/20/2023)
(10/19/2023)
(10/19/2023)
(10/19/2023)
(10/23/2023)
(1/12/2024)
(10/20/2023)
(10/19/2023)
(10/19/2023)
(10/23/2023)
(5/30/2023)
(10/23/2023)
(10/20/2023)
(10/20/2023)
(10/20/2023)
(10/23/2023)
(10/20/2023)
(10/20/2023)
(10/20/2023)
(10/20/2023)
(10/19/2023)
(10/20/2023)
(10/20/2023)
(10/23/2023)
(10/19/2023)
(10/25/2023)
Exams
Series 7TO
Date: 5/30/2023
General Securities Representative ExaminationFINRA
Current Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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