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Richard W. Bigoney

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CRD#: 2065376
RB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Warren Bigoney was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1990. Richard had worked at 15 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 2, 2008 - December 31, 2008

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RIA
CRD#: 143384
HUNTSVILLE, AL
Past

July 16, 2007 - December 31, 2012

RESOURCE HORIZONS GROUP LLC

BD
CRD#: 104368
HUNTSVILLE, AL
Past

August 15, 2006 - July 2, 2007

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
HUNTSVILLE, AL
Past

August 15, 2006 - July 2, 2007

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
HUNTSVILLE, AL
Past

April 6, 2006 - April 28, 2006

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

RIA
CRD#: 111757
MEMPHIS, TN
Past

December 16, 2005 - April 28, 2006

AMSOUTH INVESTMENT SERVICES, INC.

BD
CRD#: 15692
HUNTSVILLE, AL
Past

February 12, 2004 - December 12, 2005

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
KNOXVILLE, TN
Past

July 14, 2003 - November 28, 2003

WALLSTREET*E FINANCIAL SERVICES, INC.

BD
CRD#: 43896
CORAL GABLES, FL
Past

June 17, 2002 - June 11, 2003

E*TRADE ADVISORY SERVICES, INC.

RIA
CRD#: 111178
HUNTSVILLE, AL
Past

June 13, 2002 - June 11, 2003

E*TRADE SECURITIES LLC

BD
CRD#: 29106
JERSEY CITY, NJ
Past

December 7, 2000 - July 10, 2002

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BIRMINGHAM, AL
Past

December 2, 1998 - December 31, 2000

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

September 17, 1997 - December 8, 1998

FISERV INVESTOR SERVICES, INC.

BD
CRD#: 34637
HOUSTON, TX
Past

March 31, 1997 - September 17, 1997

LINK INVESTMENT SERVICES, INC.

BD
CRD#: 33367
Past

October 19, 1994 - April 4, 1997

PFIC SECURITIES CORPORATION

BD
CRD#: 34941
FRANKLIN, TN
Past

June 21, 1990 - October 26, 1994

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/5/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/29/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/1990
General Securities Representative Examination

Current Firm

RH
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
BENEFIT PLANNING | WEALTH ENHANCEMENT & PRESERVATION OF GEORGIA | TRIUMPH ADVISORS | THE DGR GROUP | TGC FINANCIAL ADVISORY GROUP | SUN FINANCIAL SERVICES | SUMMIT FINANCIAL SERVICES | STRATEGIC ASSET ADVISORS | SMARTGROUP HOUSTON | RETIREMENT SOLUTIONS | RETIREMENT ASSET MANAGEMENT | RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | PRM FINANCIAL SERVICES | PARADIGM FINANCIAL GROUP | OAK TREE GROUP | NAVIGATIONAL WEALTH PLANNING | MBA FINANCIAL ADVISORS | MASTERS WEALTH MANAGEMENT GROUP | LIFEPLAN FINANCIAL ADVISORS | LIFE & BENEFIT SERVICES | LCS FINANCIAL GROUP | JFC FINANCIAL SOLUTIONS | INVESTMENT PLANNING SOLUTIONS | INTEGRATED RETIREMENT PLANNING | INNOVATIVE WEALTH MANAGEMENT | HORIZON FINANCIAL CONSULTING | GM FINANCIAL PLANNING | FOCUS FINANCIAL SERVICES | FIRST FINANCIAL RESOURCES | FINANCIAL PARTNERS WEALTH MANAGEMENT | FINANCIAL DESTINY | FEDERAL RETIREMENT ADVISORS | CUMMINGS FINANCIAL SERVICES | BLACK OAK ASSET MANAGEMENT | BENEFIT PLANNING OF CALIFORNIA | BENEFIT PLANNING ADVISORS

CRD#: 143384 / SEC#: 801-68068

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Contact information

Main Address
1350 Church Street, Ext., N.e. 3rd Floor, Marietta, GA 30060
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

CRD#: 143384

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