Patrick T. Giddens

MODERN WEALTH MANAGEMENT

CAMPBELL, CA 95008

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CRD#: 2065349

Professional summary

Patrick Thomas Giddens, CFP®, who also goes by Pat Thomas Giddens, Pat Giddens, is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Campbell, California.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Patrick has worked at 11 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Investment Planning

Tax Planning

Social Security Planning

Employee and Employer Plan Ben...

Do you have an area of expertise or specialization?

Investment Advice with Ongoing...

Retirement Planning & Distribu...

Are you a "fiduciary"?

Yes

Aliases

Pat Thomas Giddens | Pat Giddens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INUIT TAX; NOT INVESTMENT RELATED; MOUNTAIN VIEW, CALIFORNIA; TAX EXPERT; START DATE: 12/2017; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; UP TO 20 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS; PROFESSIONAL TAX RETURN PREPARATION FOR INDIVIDUALS AND BUSINESS ENTITIES. 2. MAGELLAN FEDERAL; NOT INVESTMENT RELATED; WOODBRIDGE, VIRGINIA; FINANCIAL CONSULTANT; START DATE: 08/2014; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; UP TO 10 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS; PROVIDES FINANCIAL EDUCATION CONSULTING SERVICES, PRIMARILY SUPPORTING MILITARY SERVICE MEMBERS AND THEIR FAMILIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Thomas Giddens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

April 1, 2025 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: 2105 S. Basecom Ave., Suite 110, Campbell, CA 95008

RIA

CRD#: 324624

CAMPBELL, CA

Past

July 26, 2019 - March 28, 2025

WADE FINANCIAL ADVISORY, INC.

RIA

CRD#: 108627

CAMPBELL, CA

Past

March 31, 2015 - July 24, 2019

JOHNSON LYMAN WEALTH ADVISORS

RIA

CRD#: 150150

LOS ALTOS, CA

Past

September 9, 1997 - April 4, 2000

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

September 25, 1996 - August 22, 1997

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

July 27, 1994 - August 23, 1996

TRADESTAR INVESTMENTS,INC.

CRD#: 14565

HOUSTON, TX

Past

July 6, 1993 - July 6, 1994

NATIONSSECURITIES

CRD#: 32542

Past

December 5, 1991 - July 6, 1993

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 2, 1990 - December 26, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 2, 1990 - December 26, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

August 6, 1990 - October 1, 1990

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/2/2025)

IAR

Nevada
(4/8/2025)

IAR

Texas
(4/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/14/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 9/24/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/3/1990

General Securities Representative Examination

Current Firm

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

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Contact information

Main Address

13550 W 95th St., Lenexa, KS 66227

Mailing Address

Phone number

(913) 393-1000

Established

Firm type

Fiscal year end

# of Employees

150

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	18,823
AUM (Assets Under Management)	$ 6,148,915,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Patrick T. Giddens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Thomas Giddens's CRS (Customer Relationship Summary).

Certified licenses

Experience

WADE FINANCIAL ADVISORY, INC.

JOHNSON LYMAN WEALTH ADVISORS

QUEST CAPITAL STRATEGIES, INC.

COMMONWEALTH FINANCIAL NETWORK

TRADESTAR INVESTMENTS,INC.

NATIONSSECURITIES

MORGAN STANLEY DW INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

INTERFIRST CAPITAL CORPORATION

Primary Firm SEC Registration

MODERN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/14/1990

Series 3

Date: 9/24/1992

Series 7

Date: 8/3/1990

Current Firm

MODERN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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