Patrick J. Kane

PROFOR ADVISORS

Rye Brook, NY 10573

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CRD#: 2065327

Professional summary

Patrick John Kane, who also goes by Pat John Kane, is a registered financial professional currently at PROFOR ADVISORS located in Rye Brook, New York.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 1997. Patrick has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Pat John Kane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick John Kane's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2025 - Present

PROFOR ADVISORS

Office #1: 800 Westchester Ave Suite 641n, Rye Brook, NY 10573

CRD#: 136084

Rye Brook, NY

Past

December 16, 2016 - May 30, 2025

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Little Silver, NJ

Past

March 5, 2012 - December 9, 2016

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

May 22, 2003 - June 8, 2011

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

January 15, 2002 - June 13, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

August 9, 2001 - December 20, 2001

GLOBAL EQUITY HOLDINGS, LLC

CRD#: 111348

LEBANON, NJ

Past

January 21, 1997 - August 24, 1999

BRANDYWINE SECURITIES, INC.

CRD#: 16581

THORNTON, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(6/2/2025)

New York
(6/2/2025)

Exams

State Security Law Exam

Series 63

Date: 11/28/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/21/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/20/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/31/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PROFOR ADVISORS

AURELIUS SECURITIES, LLC | PROFOR SECURITIES, LLC | PROFOR ADVISORS

CRD#: 136084 / SEC#: , 8-66974

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Mailing Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Phone number

(646) 202-2969

Established

New York since 06/03/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OMEARA, PATRICK JAMES JR	MANAGING DIRECTOR, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER	1544243
MAHALA, THOMAS GERARD	REGISTERED PRINCIPAL	1600103
OMEARA, PATRICK JAMES JR	AML COMPLIANCE PRINCIPAL	1544243
POLLOCK, MARTIN JAY	FINOP	1067521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick J. Kane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick John Kane's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

ALPS DISTRIBUTORS, INC.

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

GLOBAL EQUITY HOLDINGS, LLC

BRANDYWINE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/28/2001

SIE

Date: 10/1/2018

Series 3

Date: 6/21/2002

Series 7

Date: 1/20/1997

Series 24

Date: 1/31/2005

FINRA

Current Firm

PROFOR ADVISORS

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PROFOR ADVISORS

TRUST BUT VERIFY

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