Asher D. Wolmark

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

Skokie, IL

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CRD#: 2064857

Professional summary

Asher Dov Wolmark is a registered financial advisor currently at KINGSBURY CAPITAL INVESTMENT ADVISORS LLC located in Skokie, Illinois.

Asher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Asher has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DHC 2016 MANAGEMENT LLC 1560 SHERMAN AVE, SUITE 510 EVANSTON IL 60201 MANAGING MEMBER SINCE 11/2016 MANAGES DHC 2016 LLC WHICH WILL MAKE A PRIVATE INVESTMENT IN DOSH, LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Asher Dov Wolmark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2013 - Present

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

RIA

CRD#: 145658

Skokie, IL

Past

March 19, 2015 - December 31, 2019

KINGSBURY CAPITAL, INC.

CRD#: 7638

Evanston, IL

Past

October 28, 2013 - March 17, 2015

FREEDOM INVESTORS CORP.

CRD#: 23714

EVANSTON, IL

Past

November 8, 2010 - February 28, 2013

AUGMENT SECURITIES INC.

CRD#: 28373

EVANSTON, IL

Past

October 10, 2008 - April 29, 2015

KINGSBURY, LLC

CRD#: 147102

EVANSTON, IL

Past

April 8, 2008 - April 25, 2013

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

RIA

CRD#: 145658

EVANSTON, IL

Past

June 19, 2007 - November 5, 2010

BREWER FINANCIAL SERVICES, LLC

CRD#: 132558

EVANSTON, IL

Past

December 1, 2005 - July 12, 2007

CHICAGO INVESTMENT GROUP, LLC

CRD#: 11853

CHICAGO, IL

Past

March 21, 2005 - November 21, 2005

ADVANCED EQUITIES, INC.

RIA

CRD#: 35545

CHICAGO, IL

Past

March 21, 2005 - November 21, 2005

ADVANCED EQUITIES, INC.

CRD#: 35545

CHICAGO, IL

Past

December 10, 2003 - March 30, 2005

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

MINNEAPOLIS, MN

Past

December 10, 2003 - March 30, 2005

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

June 28, 2002 - January 2, 2004

KEYBANC CAPITAL MARKETS INC.

RIA

CRD#: 566

CHICAGO, IL

Past

May 26, 2000 - January 2, 2004

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

August 27, 1992 - June 20, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

November 29, 1991 - August 26, 1992

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

FINCOR WEALTH MANAGEMENT LLC | LEGACY CAPITAL WEALTH ADVISORS, LLC | KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

CRD#: 145658 / SEC#: 801-118323

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

Florida

Registered Investment Advisory firm - (4/9/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Missouri

Registered Investment Advisory firm - (4/9/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (4/9/2020 Terminated)

Ohio

Registered Investment Advisory firm - (4/9/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/9/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/7/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/29/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/30/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/18/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/10/2008

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 2/24/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

FINCOR WEALTH MANAGEMENT LLC | LEGACY CAPITAL WEALTH ADVISORS, LLC | KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

CRD#: 145658 / SEC#: 801-118323

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

Florida

Registered Investment Advisory firm - (4/9/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Missouri

Registered Investment Advisory firm - (4/9/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (4/9/2020 Terminated)

Ohio

Registered Investment Advisory firm - (4/9/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/9/2020 Terminated)

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Contact information

Main Address

Wilmette, IL

Mailing Address

1555 Sherman Ave Suite 346, Evanston, IL 60201

Phone number

(312) 380-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KINGSBURY CAPITAL INVESTMENT ADVISORS BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	595
AUM (Assets Under Management)	$ 154,451,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Asher D. Wolmark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Asher Dov Wolmark's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGSBURY CAPITAL, INC.

FREEDOM INVESTORS CORP.

AUGMENT SECURITIES INC.

KINGSBURY, LLC

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

BREWER FINANCIAL SERVICES, LLC

CHICAGO INVESTMENT GROUP, LLC

ADVANCED EQUITIES, INC.

ADVANCED EQUITIES, INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

KEYBANC CAPITAL MARKETS INC.

KEYBANC CAPITAL MARKETS INC.

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/1997

Series 63

Date: 11/29/1991

SIE

Date: 10/1/2018

Series 31

Date: 1/30/2003

Series 7

Date: 11/18/1991

Series 24

Date: 9/10/2008

Series 8

Date: 2/24/1997

Current Firm

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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