Ronald E. Dokus

COLLABORATIVE WEALTH ADVISORS

Westford, MA 01886

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CRD#: 2064346

Professional summary

Ronald E Dokus, CFP®, who also goes by Ronald Edwin Dokus, is a registered financial advisor currently at COLLABORATIVE WEALTH ADVISORS, LLC located in Westford, Massachusetts.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Ronald has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald Edwin Dokus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Tax Preparation Tax prep of simple tax returns Start: 01/01/2011 Address: 319 Littleton Road Ste 201; Westford, MA 01886 5 bus hrs per month Not investment related 2. Dokus Financial Partners, LLC Owner - Pass through LLC Start: 05/01/2003 Address: 319 Littleton Rd Westford, MA 01886 40 bus hrs per month Investment related >10% annual compensation 3.) Independent Licensed insurance Agent; Start Date: 04/1990; Life Accident and health for Massachusetts and New Hampshire

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald E Dokus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

April 24, 2023 - Present

COLLABORATIVE WEALTH ADVISORS, LLC

Office #1: 319 Littleton Rd Suite 204, Westford, MA 01886

RIA

CRD#: 128431

Westford, MA

Past

June 30, 2003 - March 1, 2023

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

WESTFORD, MA

Past

May 2, 2002 - March 1, 2023

PARK AVENUE SECURITIES LLC

CRD#: 46173

WESTFORD, MA

Past

July 11, 1990 - April 29, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 11, 1990 - April 29, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/13/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/8/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/10/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COLLABORATIVE WEALTH ADVISORS, LLC

COLLABORATIVE WEALTH ADVISORS, LLC | RICHARD E. BORETTI, INSURANCE BROKER

CRD#: 128431 / SEC#:

Massachusetts

Registered Investment Advisory firm - (3/22/2003 Approved)

Texas

Registered Investment Advisory firm - (7/21/2017 Conditional Restricted)

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Contact information

Main Address

319 Littleton Rd Suite 204, Westford, MA 01886

Mailing Address

Phone number

(978) 392-3630

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	268
AUM (Assets Under Management)	$ 76,425,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald E. Dokus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald E Dokus's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLLABORATIVE WEALTH ADVISORS, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/13/1990

SIE

Date: 10/1/2018

Series 7

Date: 9/8/1998

Series 6

Date: 7/10/1990

Current Firm

COLLABORATIVE WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COLLABORATIVE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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