IP
Ivan Parry
CITY NATIONAL SECURITIES
Los Angeles, CA 90071
Some features on this profile are disabled
CRD#: 2063545
IP
Professional summary
Ivan Parry, who also goes by IVan Arthur Parry, Ivan Parry Jr., is a registered financial advisor currently at CITY NATIONAL SECURITIES, INC. located in Los Angeles, California.
Ivan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Ivan has worked at 10 firms and has passed the Series 66, Series 52TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ivan Arthur Parry | Ivan Parry Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sierra Madre Community Foundation (SMCF); Non Investment-Related; Nonprofit Organization; Civic Enhancement; Board Member
CRS (Client Relationship Summary) - RIA
Click below to view Ivan Parry's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ivan Parry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2025 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 555 South Flower Street 11th Floor, Los Angeles, CA 90071RIA
BD
CRD#: 103705
Los Angeles, CA
Current
September 12, 2025 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 555 South Flower Street 11th Floor, Los Angeles, CA 90071RIA
BD
CRD#: 103705
Los Angeles, CA
Past
July 3, 2023 - August 1, 2025
SCF SECURITIES, INC.
BD
CRD#: 47275
SAN DIEGO, CA
Past
February 23, 2022 - August 1, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
RIA
CRD#: 39262
Pasadena, CA
Past
February 22, 2022 - August 1, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
Pasadena, CA
Past
August 14, 2014 - February 14, 2022
NPB FINANCIAL GROUP, LLC
BD
CRD#: 137743
BURBANK, CA
Past
August 11, 2014 - February 14, 2022
NPB FINANCIAL GROUP, LLC
RIA
CRD#: 137743
BURBANK, CA
Past
October 26, 2012 - January 10, 2013
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
LOS ANGELES, CA
Past
December 15, 2004 - March 30, 2011
WITENBERG INVESTMENT COMPANIES, INC.
BD
CRD#: 42372
BEVERLY HILLS, CA
Past
March 22, 2001 - November 12, 2004
NATIONAL CLEARING CORP.
BD
CRD#: 14343
SHERMAN OAKS, CA
Past
March 1, 2001 - March 20, 2001
SCHONFELD SECURITIES, LLC
BD
CRD#: 23304
JERICHO, NY
Past
October 18, 2000 - February 28, 2001
NATIONAL CLEARING CORP.
BD
CRD#: 14343
SHERMAN OAKS, CA
Past
November 19, 1996 - November 10, 1998
BNY CLEARING SERVICES LLC
BD
CRD#: 15879
MILWAUKEE, WI
Past
December 20, 1990 - March 6, 1996
CROWELL, WEEDON & CO.
BD
CRD#: 193
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/12/2025)
RR
Alaska(9/12/2025)
RR
Arizona(9/12/2025)
RR
Arkansas(9/12/2025)
RR
California(9/12/2025)
IAR
California(9/12/2025)
RR
Colorado(9/12/2025)
RR
Connecticut(9/12/2025)
RR
Delaware(9/12/2025)
RR
District of Columbia(9/12/2025)
RR
Florida(9/12/2025)
RR
Georgia(9/12/2025)
RR
Hawaii(9/12/2025)
RR
Idaho(9/12/2025)
RR
Illinois(9/12/2025)
RR
Indiana(9/12/2025)
RR
Iowa(9/12/2025)
RR
Kansas(9/12/2025)
RR
Kentucky(9/12/2025)
RR
Louisiana(9/12/2025)
RR
Maine(9/12/2025)
RR
Maryland(9/12/2025)
RR
Massachusetts(9/12/2025)
RR
Michigan(9/12/2025)
RR
Minnesota(9/12/2025)
RR
Mississippi(9/12/2025)
RR
Missouri(9/12/2025)
RR
Montana(9/12/2025)
RR
Nebraska(9/12/2025)
RR
Nevada(9/12/2025)
RR
New Hampshire(9/12/2025)
RR
New Jersey(9/12/2025)
RR
New Mexico(9/12/2025)
RR
New York(9/12/2025)
RR
North Carolina(9/12/2025)
RR
North Dakota(9/12/2025)
RR
Ohio(9/14/2025)
RR
Oklahoma(9/12/2025)
RR
Oregon(9/12/2025)
RR
Pennsylvania(9/12/2025)
RR
Rhode Island(9/12/2025)
RR
South Carolina(9/12/2025)
RR
South Dakota(9/12/2025)
RR
Tennessee(9/12/2025)
RR
Texas(9/12/2025)
RR
Utah(9/12/2025)
RR
Vermont(9/12/2025)
RR
Virginia(9/12/2025)
RR
Washington(9/12/2025)
RR
West Virginia(9/12/2025)
RR
Wisconsin(9/12/2025)
RR
Wyoming(9/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/27/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Mailing Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Phone number
(310) 888-6400
Established
California since 11/03/1999
Firm type
Corporation
Fiscal year end
October
Firm Size
Medium
# of Employees
78
SEC notice filing (31 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY NATIONAL BANK | SOLE SHAREHOLDER | |
| BANUELOS, ALMA DELIA | BOARD MEMBER | 4530705 |
| BARTON, RICHARD JOSEPH | CHIEF COMPLIANCE OFFICER | 2040869 |
| BRETADO, SANTIAGO AVILA | VP, CFO | 1945627 |
| DANIEL, JOBY SWANKUTTY | BOARD DIRECTOR | 6616727 |
| GIAQUINTO, GREGG | BOARD DIRECTOR | 3182583 |
| O'KEEFFE, IVOR PATRICK | BOARD DIRECTOR | 2397120 |
| RILEY, SHAWN DAVID | BOARD DIRECTOR | 7574191 |
Regulatory assets under management
| Total Number of Accounts | 2,004 |
| AUM (Assets Under Management) | $ 1,591,349,877 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
