Derrick P. Johnson

JOHNSON WEALTH MANAGEMENT

GRAND FORKS, ND 58203

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CRD#: 2062807

Professional summary

Derrick Peter Johnson, CFP® is a registered financial advisor currently at JOHNSON WEALTH MANAGEMENT, LLC located in Grand Forks, North Dakota.

Derrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Derrick has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

D'S DEVELOPMENT, LLC, 18 S 3RD ST, GRAND FORKS, ND 58201, REAL ESTATE DEVELOPMENT COMPANY, 5 HOURS/MONTH; REEVES 1914, LLC, REAL ESTATE DEVELOPMENT COMPANY, 5 HOURS/MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derrick Peter Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

September 25, 2002 - Present

JOHNSON WEALTH MANAGEMENT, LLC

Office #1: 214 North 4th Street Ste 123, Grand Forks, ND 58203

RIA

CRD#: 123105

GRAND FORKS, ND

Past

August 5, 2002 - September 19, 2002

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

GRAND FORKS, ND

Past

July 1, 2002 - September 19, 2002

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

August 29, 2001 - August 5, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

RIA

CRD#: 4205

GRAND FORKS, ND

Past

July 2, 1990 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHNSON WEALTH MANAGEMENT, LLC

JOHNSON THOMPSON WEALTH MANAGEMENT, LLC | JOHNSON WEALTH MANAGEMENT, LLC

CRD#: 123105 / SEC#: 801-110295

RIA

Registered Investment Advisory firm - (4/5/2017 Approved)

Minnesota

Registered Investment Advisory firm - (4/28/2017 Terminated)

North Dakota

Registered Investment Advisory firm - (4/27/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/10/2014)

IAR

North Dakota
(9/25/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/31/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/28/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/10/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/29/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/2000

General Securities Principal Examination

Current Firm

JOHNSON WEALTH MANAGEMENT, LLC

JOHNSON THOMPSON WEALTH MANAGEMENT, LLC | JOHNSON WEALTH MANAGEMENT, LLC

CRD#: 123105 / SEC#: 801-110295

RIA

Registered Investment Advisory firm - (4/5/2017 Approved)

Minnesota

Registered Investment Advisory firm - (4/28/2017 Terminated)

North Dakota

Registered Investment Advisory firm - (4/27/2017 Terminated)

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Contact information

Main Address

214 North 4th Street Ste 123, Grand Forks, ND 58203

Mailing Address

Phone number

(701) 746-8310

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOHNSON WEALTH MANAGEMENT, LLC (2/12/2025)

Regulatory assets under management

Total Number of Accounts	508
AUM (Assets Under Management)	$ 256,889,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Derrick P. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derrick Peter Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

LUTHERAN BROTHERHOOD SECURITIES CORP.

Primary Firm SEC Registration

JOHNSON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/31/1997

Series 63

Date: 6/28/1990

Series 7

Date: 3/10/1995

Series 6

Date: 6/29/1990

Series 24

Date: 7/31/2000

Current Firm

JOHNSON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHNSON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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