Wendy M. Reiners
Professional summary
Wendy Marie Reiners is a registered financial professional currently at ACCESS SECURITIES, LLC located in New Canaan, Connecticut.
Wendy is registered as a RR (Registered Representative) and started their career in finance in 1991. Wendy has worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wendy Marie Reiners's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2009 - Present
ACCESS SECURITIES, LLC
Office #1: 140 Elm Street Suite 7, New Canaan, CT 06840January 12, 2001 - December 20, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 5, 1999 - December 18, 2000
COWEN AND COMPANY
March 28, 1995 - April 8, 1999
JOSEPHTHAL & CO., INC.
August 12, 1993 - March 27, 1995
LOUIS NICOUD & ASSOCIATES
November 14, 1991 - July 28, 1993
SCHRODER & CO. INC.
February 27, 1991 - November 8, 1991
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2010)
(11/30/2016)
(6/3/2010)
(6/3/2010)
(8/21/2009)
(6/3/2010)
(11/30/2016)
(6/3/2010)
(12/9/2021)
(6/3/2010)
(6/3/2010)
(11/30/2016)
(6/3/2010)
(6/3/2010)
(6/3/2010)
(10/4/2018)
(6/3/2010)
(12/9/2021)
(11/30/2015)
(6/3/2010)
(4/4/2014)
(8/31/2017)
Exams
FINRA
Current Firm
ACCESS SECURITIES, LLC
CRD#: 22455 / SEC#: , 8-39729
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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