Damian Daniel Sousa
CFAProfessional Summary
Damian Daniel Sousa, CFA, who also goes by Damian D Sousa, is a registered financial advisor currently at RAYMOND JAMES & ASSOCIATES, INC. located in St. Petersburg, Florida and CARILLON FUND DISTRIBUTORS, INC. located in St. Petersburg, Florida. Damian is registered as a RR (Registered Representative) and started their career in finance in 1993. Damian has worked at 5 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 6,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Damian D Sousa
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Credentials
Years of Experience
33 years in the financial services industry
Current & Past Employments
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Current Firm
CARILLON FUND DISTRIBUTORS, INC. | HERITAGE FUND DISTRIBUTORS INC. | EAGLE FUND DISTRIBUTORS, INC.
Contact Information
Main Address
880 Carillon Parkway, St. Petersburg, FL 33716Mailing Address
880 Carillon Parkway, St. Petersburg, FL 33716Phone Number
(727) 567-8143Established
Florida since 05/12/2005Firm Type
CorporationFiscal Year End
SeptemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
(1/2/2008)
(8/7/2002)
(10/29/2007)
(1/16/2009)
(1/2/2008)
(10/22/2008)
(6/10/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1993About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2003About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2003About the Series 9 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
CRS (Client Relationship Summary) - BD
Click below to view Damian Daniel Sousa's CRS (Customer Relationship Summary).
Similar Advisors
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
