Peter D. Waldstein
Professional summary
Peter Denbo Waldstein is a registered financial professional currently at LCG CAPITAL ADVISORS, LLC located in Tampa, Florida.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Denbo Waldstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2023 - Present
LCG CAPITAL ADVISORS, LLC
Office #1: 201 East Kennedy Blvd Suite 1700, Tampa, FL 33602January 5, 2023 - July 18, 2023
MIDDLEMARCH SECURITIES LLC
September 2, 1992 - May 4, 1995
SF INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2024)
(3/6/2024)
Exams
Series 79TO
Date: 1/5/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LCG CAPITAL ADVISORS, LLC
CRD#: 129311 / SEC#: , 8-66213
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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