RB
Randall L. Blanchetti
PRINCIPAL SECURITIES
MIDLOTHIAN, VA
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CRD#: 2061554
RB
Professional summary
Randall Louis Blanchetti, who also goes by Randy Blanchetti, is a registered financial advisor currently at PRINCIPAL SECURITIES, INC. located in Midlothian, Virginia.
Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Randall has worked at 2 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randy Blanchetti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**Cover 1 Foundation; Investment Related; Richmond, VA; Board Member; Fund raising, marketing, approving disbursement of funds.; Start Date: 03/05/2020; 2 hrs per month; 0 during trading hours. **BLUEPRINT FINANCIAL GROUP POSITION: Coaching/Mentoring NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 09/01/2025 ADDRESS: 14837 Michaux Valley Circle, Midlothian VA 23113, United States DESCRIPTION: I was approached by an advisor firm who wants me to do some personal coaching and mentoring for one of their younger employees who they want to develop as a leader. I will not be personally soliciting business for this company or involved in any securities sales. The scope of the work wouldn't have anything to do with Principal or selling securities.... it would all be about helping a younger employee grow as a leader and a person in general and grow as a sales coach specifically. The total time commitment per week would be approximately 2 hours (1 hour for prep, 1 hour for the actual coaching meeting).
CRS (Client Relationship Summary) - RIA
Click below to view Randall Louis Blanchetti's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Randall Louis Blanchetti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2025 - Present
PRINCIPAL SECURITIES, INC.
RIA
BD
CRD#: 1137
MIDLOTHIAN, VA
Current
April 9, 2025 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 711 High St, Des Moines, IA 50392RIA
BD
CRD#: 1137
DES MOINES, IA
Past
March 20, 2015 - April 9, 2025
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
MIDLOTHIAN, VA
Past
April 23, 2010 - April 9, 2025
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
BETHESDA, MD
Past
February 9, 2007 - March 22, 2010
CAPITAL CLIENT GROUP, INC.
BD
CRD#: 6247
LOS ANGELES, CA
Past
July 1, 2005 - January 18, 2007
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
RICHMOND, VA
Past
June 25, 1990 - January 18, 2007
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRINCIPAL SECURITIES, INC.
BLC EQUITY SERVICES CORPORATION | PRINCOR FINANCIAL/ SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | PRINCIPAL FINANCIAL SERVICES CORPORATION
CRD#: 1137 / SEC#: 801-54949, 8-13975
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(4/9/2025)
RR
Colorado(4/9/2025)
RR
Connecticut(4/9/2025)
RR
Delaware(4/9/2025)
RR
District of Columbia(4/9/2025)
RR
Florida(4/9/2025)
RR
Maine(4/9/2025)
RR
Maryland(4/9/2025)
RR
Massachusetts(4/9/2025)
RR
Nebraska(4/9/2025)
RR
New Hampshire(4/9/2025)
RR
New Jersey(4/9/2025)
RR
New York(4/9/2025)
RR
Oklahoma(4/9/2025)
RR
Pennsylvania(4/9/2025)
RR
Rhode Island(4/9/2025)
RR
South Dakota(4/9/2025)
RR
Utah(4/9/2025)
RR
Vermont(4/9/2025)
RR
Virginia(4/9/2025)
IAR
Virginia(4/9/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PRINCIPAL SECURITIES, INC.
BLC EQUITY SERVICES CORPORATION | PRINCOR FINANCIAL/ SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | PRINCIPAL FINANCIAL SERVICES CORPORATION
CRD#: 1137 / SEC#: 801-54949, 8-13975
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
711 High Street, Des Moines, IA 50392
Mailing Address
Principal Financial Group 711 High Street, Des Moines, IA 50392-2080
Phone number
(888) 774-6267
Established
Iowa since 05/01/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,436
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRINCIPAL FINANCIAL SERVICES, INC. | OWNER | |
| AGRAWAL, VIVEK | DIRECTOR | 8050381 |
| CLAIRE, CHAD THOMAS | CHIEF INFORMATION OFFICER | 7219218 |
| DROGAN, THOMAS JOHN | CHIEF COMPLIANCE OFFICER | 2760482 |
| FRIEDRICH, AMY CHRISTINE | DIRECTOR | 7097797 |
| LAWLER, CODY ANTHONY | HEAD OF SUPERVISION, HEAD OF OPERATIONS | 5162072 |
| MCCULLUM, KENNETH ALLEN | DIRECTOR | 4695257 |
| MURRAY, MICHAEL FRANCIS | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHAIR | 2074275 |
| RANTS, DOUGLAS JOHN | CHIEF INFORMATION SECURITY OFFICER | 7148529 |
| ROBERTS, DAWN MARIE | CHIEF FINANCIAL OFFICER | 7929617 |
| SCHELHAAS, NATHAN PAUL | DIRECTOR | 7275495 |
| SPADAFORA, CRAIG ALAN | SENIOR VICE PRESIDENT / HEAD OF ADVISORY AND PLATFORM | 3184320 |
| VANWINKLE, DANIEL SIMON | PSI AML OFFICER | 4715191 |
Regulatory assets under management
| Total Number of Accounts | 63,730 |
| AUM (Assets Under Management) | $ 14,827,718,110 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
