Michael Conway Bree
CFP®, ChFC®, CLU®Professional Summary
Michael Conway Bree, CFP®, ChFC®, CLU® is a registered financial advisor currently at JACOBI CAPITAL MANAGEMENT, LLC located in Wilmington, Delaware and LPL FINANCIAL LLC located in Wilmington, Delaware. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS
Contact Information
Main Address
154 Enterprise Way, Pittston, PA 18640Phone Number
(570) 826-1801# of Employees
31SEC notice filing (24 States and Territories)
Registered to provide investment advisory services in 24 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
6,842AUM (Assets Under Management)
$2,642,543,015Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS
State Registrations and Notice Filings
(6/3/2024)
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(9/25/2024)
(6/20/2024)
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(6/6/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1990About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Conway Bree's CRS (Customer Relationship Summary).
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