Michael C. Bree
JACOBI CAPITAL MANAGEMENT
Wilmington, DE 19801
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CRD#: 2061318
Professional summary
Michael Conway Bree, CFP®, ChFC®, CLU® is a registered financial advisor currently at JACOBI CAPITAL MANAGEMENT, LLC located in Wilmington, Delaware and LPL FINANCIAL LLC located in Wilmington, Delaware.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 06/03/2024 / Jacobi Wealth Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business locations(s) - Start Date 06/03/2024 - 80 Hours Per Month/ During Trading 2- 06/03/2024 / Michael C. Bree / Non-Variable Insurance / Investment Related / Start date: 05/15/2024 - 5 Hours Per Month/ During Trading 3- 07/19/2024 - Jacobi Capital Management LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 06/03/2024 - 86 Hours Per Month/ During Trading - I provide investment advisory services through Jacobi Capital Management LLC, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 86 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 07/19/2024 - Jacobi Wealth Advisors - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/14/2024 - 86 Hours Per Month/ During Trading 5- 09/24/2024 - Bree Advisory Group, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 08/23/2024 - 40 Hours Per Month/ During Trading 6) 06/06/2025 - Pillar Wealth Advisors LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date:06/01/2025 - 2 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Conway Bree's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
June 6, 2024 - Present
JACOBI CAPITAL MANAGEMENT, LLC
Office #1: 1201 N Market Street Ste 1002, Wilmington, DE 19801RIA
CRD#: 147663
Wilmington, DE
Current
June 3, 2024 - Present
LPL FINANCIAL LLC
Office #1: 1201 N. Market St. Ste 1002, Wilmington, DE 19801Office #2: 1055 Westlakes Dr Ste 135, Berwyn, PA 19312-2424RIA
BD
CRD#: 6413
WILMINGTON, DE
Past
December 9, 2011 - December 2, 2024
PILLAR WEALTH ADVISORS, LLC
RIA
CRD#: 159642
WEST CHESTER, PA
Past
December 8, 2011 - September 26, 2013
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
CONSHOHOCKEN, PA
Past
December 8, 2011 - June 5, 2024
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
April 8, 2009 - July 14, 2010
ADVISORNET WEALTH PARTNERS
RIA
CRD#: 113074
WILMINGTON, DE
Past
June 5, 2008 - December 8, 2011
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
WILMINGTON, DE
Past
June 5, 2008 - December 8, 2011
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
WILMINGTON, DE
Past
January 24, 2003 - June 9, 2008
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
WILMINGTON, DE
Past
October 18, 2002 - June 9, 2008
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
WILMINGTON, DE
Past
August 22, 2002 - October 23, 2002
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
NEWARK , DE
Past
June 19, 2002 - October 23, 2002
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
October 6, 1997 - June 21, 2002
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
NEWARD, DE
Past
June 21, 1990 - June 21, 2002
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JC
JACOBI CAPITAL MANAGEMENT, LLC
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS
CRD#: 147663 / SEC#: 801-69398
RIA
Registered Investment Advisory firm - (8/7/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/3/2024)
RR
Connecticut(6/3/2024)
RR
Delaware(6/3/2024)
IAR
Delaware(9/25/2024)
RR
Florida(6/20/2024)
RR
Illinois(6/3/2024)
RR
Maryland(6/3/2024)
RR
New Jersey(6/3/2024)
RR
New York(6/3/2024)
RR
North Carolina(6/3/2024)
RR
Pennsylvania(6/3/2024)
IAR
Pennsylvania(6/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JC
JACOBI CAPITAL MANAGEMENT, LLC
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS
CRD#: 147663 / SEC#: 801-69398
RIA
Registered Investment Advisory firm - (8/7/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
154 Enterprise Way, Pittston, PA 18640
Mailing Address
Phone number
(570) 826-1801
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,314 |
| AUM (Assets Under Management) | $ 2,190,387,155 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JACOBI CAPITAL MANAGEMENT, LLC
CRD#: 147663Wilmington, DE 19801TRUST BUT VERIFY
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