Kent R. Addis
ADDIS & HILL
WAYNE, PA 19087
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CRD#: 2060842
Professional summary
Kent Russell Addis JR, who also goes by Chip Addis Jr, is a registered financial advisor currently at ADDIS & HILL, INCORPORATED located in Wayne, Pennsylvania.
Kent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Kent has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Biography
Addis & Hill has operated as a fee-only planning firm since 2000 and was one of the first in the Philadelphia region. A NAPFA member since 2000, we offer a fully transparent experience free of any conflicts of interest - a true fiduciary.
Our co-founder served on the Northeast Mid-Atlantic Regional Board with NAPFA for six years until his term expired in 2017.
Question & Answer
What are your service offerings?
Addis & Hill Wealth Partners i...
Do you have an area of expertise or specialization?
Corporate Executives
High Net Worth Client Needs
Investment Advice with Ongoing...
Investment Advice without Ongo...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Are you a "fiduciary"?
Yes
Aliases
Chip Addis Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
A&H PROPERTIES,LLC REAL ESTATE - NON - INVESTMENT RELATED 3/04
THE BUYING AND SELLING OF COMMERCIAL & RESIDENTIAL PROPERTIES.
PARTNER / OWNER
ONE HOUR A MONTH DEVOTED TO MAINTAINING THE BUSINESSES BOOKS. NOT RELATED TO ADDIS & HILL, INC..
CRS (Client Relationship Summary) - RIA
Click below to view Kent Russell Addis JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2000 - Present
ADDIS & HILL, INCORPORATED
Office #1: 200 W. Lancaster Ave Suite 203, Wayne, PA 19087RIA
CRD#: 117495
WAYNE, PA
Past
July 30, 1990 - May 31, 2000
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
A&
ADDIS & HILL, INCORPORATED
ADDIS & HILL INVESTMENTS | ADDIS HILL | ADDIS & HILL, INCORPORATED
CRD#: 117495 / SEC#: 801-118276
RIA
Registered Investment Advisory firm - (3/19/2020 Approved)Delaware
Registered Investment Advisory firm - (11/7/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/24/2020 Terminated)Texas
Registered Investment Advisory firm - (11/11/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(5/19/2000)
IAR
Texas(2/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
A&
ADDIS & HILL, INCORPORATED
ADDIS & HILL INVESTMENTS | ADDIS HILL | ADDIS & HILL, INCORPORATED
CRD#: 117495 / SEC#: 801-118276
RIA
Registered Investment Advisory firm - (3/19/2020 Approved)Delaware
Registered Investment Advisory firm - (11/7/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/24/2020 Terminated)Texas
Registered Investment Advisory firm - (11/11/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 W. Lancaster Ave Suite 203, Wayne, PA 19087
Mailing Address
Phone number
(610) 688-9500
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 416 |
| AUM (Assets Under Management) | $ 218,864,860 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 1/26/2012 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
