Matthew F. Mark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew F Mark, who also goes by Matt F Mark, Matt Mark, Matthew F Mark, Matthew Frank Mark Jr, Matthew Frank Mark, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1990. Matthew had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2017 - September 14, 2022
FORESIDE FUND SERVICES, LLC
June 5, 2015 - April 26, 2017
DWS DISTRIBUTORS, INC.
December 12, 2012 - May 29, 2015
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
December 21, 2011 - December 6, 2012
BLACKROCK INVESTMENTS, LLC
August 22, 2008 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
April 18, 2002 - December 31, 2008
BLACKROCK EXECUTION SERVICES
October 28, 1991 - April 11, 2002
MORGAN STANLEY DW INC.
July 16, 1990 - March 1, 1991
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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