Stuart Brill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stuart Brill, who also goes by Stuart Brill, was a registered financial professional .
Stuart is a previously registered financial professional and started their career in finance in 1990. Stuart had worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2009 - November 6, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 6, 2005 - November 9, 2006
STUART BRILL, CFP
June 13, 2003 - January 12, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 16, 1999 - November 6, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 8, 1994 - February 16, 1999
NATHAN & LEWIS SECURITIES, INC.
July 8, 1991 - July 14, 1994
NYLIFE SECURITIES LLC
June 13, 1990 - June 20, 1991
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
