Mark R. Mccluskey
Professional summary
Mark Russell Mccluskey, who also goes by Mark R Cluskey Mc, Mark Mccluskey, is a registered financial professional currently at EMPOWER FINANCIAL SERVICES, INC. located in Lewis Center, Ohio.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Russell Mccluskey's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
June 5, 2017 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 23, 2015 - June 7, 2017
PRUCO SECURITIES, LLC.
August 14, 2014 - June 7, 2017
PRUCO SECURITIES, LLC.
January 4, 2013 - July 21, 2014
PARK AVENUE SECURITIES LLC
July 6, 2011 - November 17, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 13, 2007 - January 14, 2011
MSI FINANCIAL SERVICES, INC.
March 28, 2000 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
March 28, 2000 - January 14, 2011
MSI FINANCIAL SERVICES, INC.
May 30, 1997 - March 17, 2000
NYLIFE SECURITIES LLC
March 7, 1996 - September 13, 1996
HORNOR, TOWNSEND & KENT, LLC
July 2, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 2, 1990 - March 28, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2022)
Exams
FINRA
Current Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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