Michael J. Scanlon
Professional summary
Michael Joseph Scanlon is a registered financial professional currently at SILVER LEAF PARTNERS, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Scanlon's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2011 - Present
SILVER LEAF PARTNERS, LLC
Office #1: 3 Columbus Circle Floor 15, New York, NY 10019November 14, 2008 - November 10, 2009
HEDGECO SECURITIES, LLC
September 26, 2008 - November 6, 2008
TJM INVESTMENTS, LLC
January 1, 2006 - September 18, 2006
SPIKE FINANCIAL SERVICES, LLC
March 5, 2003 - January 8, 2004
FORTIS SECURITIES LLC
March 9, 2001 - September 30, 2002
BANC OF AMERICA SECURITIES LLC
October 7, 1999 - January 18, 2001
BANC OF AMERICA SECURITIES LLC
April 28, 1997 - November 2, 1999
OTA LLC
November 10, 1993 - February 18, 1997
ITG EXECUTION SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2012)
Exams
FINRA
Current Firm
SILVER LEAF PARTNERS, LLC
CRD#: 126694 / SEC#: , 8-65902
Contact information
FINRA licenses (50 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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