Shauna M. Hewitt
Professional summary
Shauna Mae Hewitt, who also goes by Shauna Mae Conza, Shauna Mae Hewitt, Shauna Mae Lambright, is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Shauna is registered as a RR (Registered Representative) and started their career in finance in 1996. Shauna has worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shauna Mae Hewitt's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2025 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102March 26, 2013 - April 20, 2018
PGM GLOBAL INC.
April 4, 2012 - February 14, 2013
LOOP CAPITAL MARKETS LLC
January 9, 2012 - February 14, 2013
LOOP CAPITAL MARKETS LLC
August 4, 2008 - June 16, 2011
KNIGHT TRANSITION MANAGEMENT LLC
July 1, 2008 - June 16, 2011
KNIGHT CAPITAL AMERICAS, L.P.
March 6, 2007 - December 9, 2008
LAMBRIGHT FINANCIAL SOLUTIONS, LLC
January 4, 2005 - December 9, 2008
LAMBRIGHT FINANCIAL SOLUTIONS, LLC
September 27, 2004 - January 19, 2005
MEMPHIS CAPITAL
April 8, 2003 - September 27, 2004
COWEN EXECUTION SERVICES LLC
February 11, 1998 - April 25, 2003
CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.
November 20, 1996 - July 31, 1997
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/22/2025)
(12/23/2025)
(12/22/2025)
(12/22/2025)
(12/23/2025)
(12/22/2025)
(12/22/2025)
Exams
Series 7TO
Date: 12/22/2025
General Securities Representative ExaminationFINRA
Current Firm
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353 / SEC#: , 8-36540
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT | 2693999 |
| PRUZINSKY, KRISTIN ANNE | SENIOR VICE PRESIDENT AND CHIEF PRODUCT OFFICER | 5347722 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
