Christopher P. Siriani

NICHOLAS INVESTMENT PARTNERS, L.P.

SAN DIEGO, CA 92130

Some features on this profile are disabled

CRD#: 2059500

Professional summary

Christopher Paul Siriani, CFA is a registered financial advisor currently at NICHOLAS INVESTMENT PARTNERS, L.P. located in San Diego, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Christopher has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Paul Siriani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

May 18, 2011 - Present

NICHOLAS INVESTMENT PARTNERS, L.P.

Office #1: 12520 High Bluff Drive Suite 390, San Diego, CA 92130

RIA

CRD#: 140159

SAN DIEGO, CA

Past

April 16, 2009 - December 31, 2010

FREEMAN INVESTMENT MANAGEMENT CO., LLC

RIA

CRD#: 149616

SAN DIEGO, CA

Past

May 21, 2008 - December 23, 2008

INVESTMENT SCIENCE CORPORATION

RIA

CRD#: 123763

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NICHOLAS INVESTMENT PARTNERS, L.P.

NICHOLAS INVESTMENT PARNTERS, L.P. | WAGONHOUND INVESTMENTS, L.P. | NICHOLAS INVESTMENT PARTNERS, L.P.

CRD#: 140159 / SEC#: 801-66532

RIA

Registered Investment Advisory firm - (4/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/18/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2007

Uniform Investment Adviser Law Examination

Current Firm

NICHOLAS INVESTMENT PARTNERS, L.P.

NICHOLAS INVESTMENT PARNTERS, L.P. | WAGONHOUND INVESTMENTS, L.P. | NICHOLAS INVESTMENT PARTNERS, L.P.

CRD#: 140159 / SEC#: 801-66532

RIA

Registered Investment Advisory firm - (4/17/2006 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6451 El Sicomoro Street, Rancho Santa Fe, CA 92067

Mailing Address

Po Box 9267, Rancho Santa Fe, CA 92067

Phone number

(858) 759-4545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-08 OTA ADV PART 2 (9/26/2025)

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 1,311,813,654

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Neves

LPL FINANCIAL LLC

IAR

SAN DIEGO, CA

Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

IAR

San Diego, CA

Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

IAR

San Diego, CA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher P. Siriani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Paul Siriani's CRS (Customer Relationship Summary).

Certified licenses

Experience

NICHOLAS INVESTMENT PARTNERS, L.P.

FREEMAN INVESTMENT MANAGEMENT CO., LLC

INVESTMENT SCIENCE CORPORATION

Primary Firm SEC Registration

NICHOLAS INVESTMENT PARTNERS, L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2007

Current Firm

NICHOLAS INVESTMENT PARTNERS, L.P.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NICHOLAS INVESTMENT PARTNERS, L.P.

TRUST BUT VERIFY

Similar Advisors