AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
CS

Christopher P. Siriani

NICHOLAS INVESTMENT PARTNERS, L.P.
Rancho Santa Fe, CA 92067
Some features on this profile are disabled
CRD#: 2059500
CS

Professional summary


Christopher Paul Siriani, CFA is a registered financial advisor currently at NICHOLAS INVESTMENT PARTNERS, L.P. located in Rancho Santa Fe, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Christopher has worked at 3 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Christopher Paul Siriani's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Current

May 18, 2011 - Present

NICHOLAS INVESTMENT PARTNERS, L.P.

Office #1: 6451 El Sicomoro Street, Rancho Santa Fe, CA 92067
RIA
CRD#: 140159
Rancho Santa Fe, CA
Past

April 16, 2009 - December 31, 2010

FREEMAN INVESTMENT MANAGEMENT CO., LLC

RIA
CRD#: 149616
SAN DIEGO, CA
Past

May 21, 2008 - December 23, 2008

INVESTMENT SCIENCE CORPORATION

RIA
CRD#: 123763
SAN DIEGO, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NICHOLAS INVESTMENT PARTNERS, L.P.
NICHOLAS INVESTMENT PARNTERS, L.P. | WAGONHOUND INVESTMENTS, L.P. | NICHOLAS INVESTMENT PARTNERS, L.P.

CRD#: 140159 / SEC#: 801-66532

RIA
Registered Investment Advisory firm - (4/17/2006 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/18/2011)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/11/2007
Uniform Investment Adviser Law Examination

Current Firm


NI
NICHOLAS INVESTMENT PARTNERS, L.P.
NICHOLAS INVESTMENT PARNTERS, L.P. | WAGONHOUND INVESTMENTS, L.P. | NICHOLAS INVESTMENT PARTNERS, L.P.

CRD#: 140159 / SEC#: 801-66532

RIA
Registered Investment Advisory firm - (4/17/2006 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
6451 El Sicomoro Street, Rancho Santa Fe, CA 92067
Mailing Address
Po Box 9267, Rancho Santa Fe, CA 92067
Phone number
(858) 759-4545
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025-08 OTA ADV PART 2 (9/26/2025)

Regulatory assets under management


Total Number of Accounts32
AUM (Assets Under Management)$ 1,311,813,654

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NICHOLAS INVESTMENT PARTNERS, L.P.

CRD#: 140159Rancho Santa Fe, CA 92067

TRUST BUT VERIFY

Monitor Christopher Siriani

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Paul Avila Neves
Paul NevesAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
SAN DIEGO, CA
Alice Ruiz
Alice RuizAdvisorCheck Check Mark
SCHWAB WEALTH ADVISORY, INC.
IAR
RR
San Diego, CA
Nilay Eda Barefield
Nilay BarefieldAdvisorCheck Check Mark
CETERA INVESTMENT ADVISERS LLC
IAR
RR
San Diego, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics