Tobin D. Thomas
Professional summary
Tobin David Thomas, who also goes by Tobin Thomas, Toby Thomas, is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Columbus, Ohio.
Tobin is registered as a RR (Registered Representative) and started their career in finance in 1992. Tobin has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tobin David Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2010 - Present
MULTI-BANK SECURITIES, INC.
Office #1: 8700 Orion Place, Columbus, OH 43240September 2, 2003 - February 26, 2010
CU INVESTMENT SOLUTIONS LLC
January 7, 2002 - September 2, 2003
WESTMINSTER FINANCIAL SECURITIES, INC.
April 11, 2000 - October 31, 2001
REGIS SECURITIES CORPORATION
January 11, 1995 - January 10, 2000
BANC ONE SECURITIES CORPORATION
July 24, 1992 - November 30, 1993
HAMILTON INVESTMENTS, INC.
March 20, 1992 - July 20, 1992
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/5/2012)
(12/9/2010)
Exams
FINRA
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
