KH
Keith A. Heichel
PINNACLE ADVISORS
MEDINA, OH 44256
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CRD#: 2058597
KH
Professional summary
Keith Allen Heichel, CFP® is a registered financial advisor currently at PINNACLE ADVISORS located in Medina, Ohio.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Keith has worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Keith Heichel
1. Since 2010, KEITH is a 20% shareholder of Heichel Family Investments LLC which owns commercial office buildings in Medina, Ohio and Columbus, Ohio, where he spends approximately 10-15 hours per month.
2. Since 2011, KEITH is a 6% shareholder of Pinnacle Wealth Planning Services where he works 40-60 hours per week.
3. In March 2012, KEITH was given a position of Sales Representative for Professional Planning Coordination Services, an administrative service for CPAs and Attorney in which he spends approximately 5 hours per month.
4. Since 2018, Keith is a minority owner Pinnacle CPA Advisory Group, a CPA firm, which he spends APPROXIMATELY 1-2 HOURS a month.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Allen Heichel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
February 23, 2007 - Present
PINNACLE ADVISORS
Office #1: 1684 Medina Road, Medina, OH 44256RIA
CRD#: 106817
MEDINA, OH
Past
February 23, 2007 - March 8, 2017
LIFETIME PLANNING PINNACLE ADVISORS, INC
RIA
CRD#: 105648
MANSFIELD, OH
Past
January 2, 1998 - January 23, 1998
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Past
July 12, 1990 - January 15, 1998
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 12, 1990 - January 15, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PINNACLE ADVISORS
LIFETIME PLANNING PINNACLE ADVISORS, INC. | PPCS FINANCIAL PLANNING SERVICES | PINNACLE WEALTH PLANNING SERVICES, INC. | PINNACLE RETIREMENT PLAN SERVICES | PINNACLE INVESTORS ADVISORY CORP | PINNACLE FIDUCIARY CONSULTING GROUP | PINNACLE FAMILY OFFICE | PINNACLE ADVISORS
CRD#: 106817 / SEC#: 801-51715
RIA
Registered Investment Advisory firm - (5/30/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(2/23/2007)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PA
PINNACLE ADVISORS
LIFETIME PLANNING PINNACLE ADVISORS, INC. | PPCS FINANCIAL PLANNING SERVICES | PINNACLE WEALTH PLANNING SERVICES, INC. | PINNACLE RETIREMENT PLAN SERVICES | PINNACLE INVESTORS ADVISORY CORP | PINNACLE FIDUCIARY CONSULTING GROUP | PINNACLE FAMILY OFFICE | PINNACLE ADVISORS
CRD#: 106817 / SEC#: 801-51715
RIA
Registered Investment Advisory firm - (5/30/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 West 3rd St. Ste 100, Mansfield, OH 44902
Mailing Address
Phone number
(419) 526-5226
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,513 |
| AUM (Assets Under Management) | $ 1,939,495,799 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2023 | ||
| 12/22/2022 |
Red Flags
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Company Information
PINNACLE ADVISORS
CRD#: 106817Medina, OH 44256TRUST BUT VERIFY
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