David G. Wong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Gimting Wong, who also goes by David Gim Ting Wong, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1990. David had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 1997 - February 22, 2001
F1 TRADING.COM, INC.
April 2, 1996 - October 27, 1997
CORTLANDT CAPITAL CORPORATION
January 19, 1995 - April 2, 1996
FAB SECURITIES OF AMERICA, INC.
June 8, 1994 - October 31, 1994
WALSH MANNING SECURITIES, LLC
July 20, 1993 - May 25, 1994
HFC CAPITAL CORP.
March 26, 1991 - July 26, 1993
CORTLANDT CAPITAL CORPORATION
September 14, 1990 - March 26, 1991
PAULSON INVESTMENT COMPANY LLC
May 31, 1990 - September 24, 1990
BARRETT DAY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
F1 TRADING.COM, INC.
CRD#: 20375 / SEC#: , 8-38287
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
