Kathi A. Spurr
Professional summary
Kathi Ann Spurr is a registered financial advisor currently at SPURR FINANCIAL INVESTMENT SERVICES, LLC located in Alton Bay, New Hampshire.
Kathi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Kathi has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kathi Ann Spurr's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2017 - Present
SPURR FINANCIAL INVESTMENT SERVICES, LLC
January 9, 2017 - July 9, 2018
M. S. HOWELLS & CO.
January 9, 2006 - January 20, 2017
AVANTAX ADVISORY SERVICES
October 7, 2005 - January 20, 2017
AVANTAX INVESTMENT SERVICES, INC.
August 17, 2001 - October 19, 2005
LPL FINANCIAL LLC
August 1, 2001 - October 19, 2005
LPL FINANCIAL LLC
April 28, 1999 - July 31, 2001
INVEST FINANCIAL CORPORATION
November 27, 1995 - June 24, 1999
FSC SECURITIES CORPORATION
June 13, 1990 - November 27, 1995
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/3/2017)
(4/21/2023)
Exams
Current Firm
SPURR FINANCIAL INVESTMENT SERVICES, LLC
CRD#: 285683 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 99 |
| AUM (Assets Under Management) | $ 30,618,300 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
