William J. Burns
Professional summary
William J Burns, who also goes by Bill Burns, is a registered financial professional currently at CION SECURITIES, LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1990. William has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William J Burns's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2012 - Present
CION SECURITIES, LLC
Office #1: 100 Park Avenue 25th Floor, New York, NY 10017Office #2: 100 Park Avenue 25th Floor, New York, NY 10017September 22, 2010 - August 19, 2011
ASSET & FINANCIAL PLANNING, LTD
September 14, 2010 - August 19, 2011
PRIME CAPITAL SERVICES, INC.
April 3, 2003 - November 5, 2008
NYLIFE SECURITIES LLC
September 29, 1999 - February 18, 2003
PARK AVENUE SECURITIES LLC
September 23, 1993 - September 29, 1999
OSAIC WEALTH, INC.
July 31, 1993 - September 29, 1993
CITIGROUP GLOBAL MARKETS INC.
May 22, 1990 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2012)
Exams
Series 99TO
Date: 7/17/2023
Operations Professional ExaminationFINRA
Current Firm
CION SECURITIES, LLC
CRD#: 15487 / SEC#: , 8-32283
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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