Patrick T. Murphy
Professional summary
Patrick Timothy Murphy, who also goes by Patrick T Murphy, Patrick Murphy, is a registered financial professional currently at WOLVERINE EXECUTION SERVICES, LLC located in Chicago, Illinois.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1990. Patrick has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 24, Series 27 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Timothy Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2009 - Present
WOLVERINE EXECUTION SERVICES, LLC
Office #1: 175 W. Jackson Blvd., Suite 200, Chicago, IL 60604Office #2: 175 W. Jackson Blvd., Suite 200, Chicago, IL 60604April 9, 2012 - December 2, 2019
WOLVERINE CAPITAL MARKETS LLC
November 6, 2002 - July 7, 2008
ARCHIPELAGO TRADING SERVICES, INC.
March 15, 2002 - July 1, 2008
ARCHIPELAGO SECURITIES L.L.C.
November 19, 1998 - March 7, 2006
WAVE SECURITIES, LLC
April 27, 1998 - January 14, 2000
TERRA NOVA FINANCIAL, LLC
September 17, 1990 - January 8, 1998
CHICAGO PARTNERSHIP BOARD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2009)
(5/3/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 28
Date: 9/14/1990
Introducing Broker/Dealer Financial Operations Principal ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WOLVERINE EXECUTION SERVICES, LLC
CRD#: 120719 / SEC#: , 8-65336
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOLVERINE TRADING, LLC | LIMITED LIABILITY CORPORATION | 36848 |
| CAVICKE, DAVID | CHIEF LEGAL COUNSEL | 6027073 |
| KULA, JUDITH MARIE | CHIEF FINANCIAL OFFICER FINOP | 1255502 |
| MURPHY, PATRICK TIMOTHY | CHIEF OPERATING OFFICER/EXECUTIVE REPRESENTATIVE | 2057769 |
| MURRAY, CRAIG JOHN | CHIEF COMPLIANCE OFFICER | 6136205 |
| SOWERS, BRAD ALLEN | ROSFP | 2530780 |
Disclosures
| Regulatory Event | 43 |
Red Flags
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