Arthur M. Connelly
Professional summary
Arthur Mark Connelly Jr., who also goes by A Mark Connelly Jr, A Mark Connelly, A. Mark Connelly Jr., A. Mark Connelly, Arthur Connelly, Mark Connelly, is a registered financial professional currently at ROTHSCHILD & CO US INC. located in New York, New York and ROTHSCHILD & CO REDBURN located in New York, New York.
Arthur is registered as a RR (Registered Representative) and started their career in finance in 1991. Arthur has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arthur Mark Connelly Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2023 - Present
ROTHSCHILD & CO US INC.
Office #1: 1251 Avenue Of The Americas, New York, NY 10020November 3, 2023 - Present
ROTHSCHILD & CO REDBURN
Office #1: 461 Fifth Avenue 15th Floor, New York, NY 10017September 23, 2019 - March 4, 2020
UBS SECURITIES LLC
December 18, 2015 - September 26, 2019
NOMURA SECURITIES INTERNATIONAL, INC.
August 31, 2009 - March 7, 2014
JEFFERIES LLC
December 20, 1991 - July 17, 2009
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Investors' Exchange LLC
Current Firm
ROTHSCHILD & CO REDBURN
CRD#: 140564 / SEC#: , 8-67320
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REDBURN (EUROPE) LIMITED | PARENT COMPANY | |
| BRISTOWE, WILLIAM ROBERT | HEAD OF US ACCESS AND REDBURN ATLANTIC US VICE CHAIRMAN | 1798670 |
| CONNELLY, ARTHUR MARK JR. | US HEAD OF ECM | 2056930 |
| GORDON, BENJAMIN JAKE | CHIEF COMPLIANCE OFFICER | 6677911 |
| JOSEPH, ROWAN MURRAY | HEAD OF NORTH AMERICA | 5517410 |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| MCELLIGOTT, CASEY MEREDITH | HEAD OF US EXECUTION | 4440554 |
| SCHACKERT, CHRISTA MARY | FINOP, PRINCIPAL FINANCIAL OFFICER | 4219093 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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