Scott D. Pionk
Professional summary
Scott Douglas Pionk was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Scott had worked at 7 firms, which includes BROADSTONE SECURITIES, INDIANAPOLIS SECURITIES INC., GUARANTY BROKERAGE SERVICES INC., LPL FINANCIAL LLC, INVEST FINANCIAL CORPORATION, JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, SIGNATOR INVESTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2003 - March 30, 2009
BROADSTONE SECURITIES
January 20, 1999 - September 9, 2003
INDIANAPOLIS SECURITIES, INC.
February 2, 1998 - November 6, 1998
GUARANTY BROKERAGE SERVICES, INC.
September 1, 1994 - February 11, 1998
LPL FINANCIAL LLC
January 7, 1994 - September 7, 1994
INVEST FINANCIAL CORPORATION
October 8, 1990 - January 18, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 8, 1990 - January 18, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BROADSTONE SECURITIES
CRD#: 101600 / SEC#: , 8-52094
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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