Douglas C. Bond

VIRTUS INVESTMENT ADVISERS

ROCHESTER, WA

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CRD#: 2056425

Professional summary

Douglas Charles Bond is a registered financial advisor currently at VIRTUS INVESTMENT ADVISERS, LLC located in Rochester, Washington and VP DISTRIBUTORS LLC located in Hartford, Connecticut.

Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Douglas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY; 3862 AVENUE C, BILLINGS MT 59102; BUSINESS IS NOT INVESTMENT RELATED; NATURE OF OTHER BUSINESS: RENTER'S INCOME; POSITION: OWNER; START DATE: 10/28/21; 1 HR/WEEKLY DEVOTED TO OTHER BUSINESS; O HRS DEVOTED DURING SECURITIES TRADING HOURS; DUTIES: NO DUTIES IN REGARD TO RENTAL PROPERTY. THE PROPERTY IS MANAGED BY RAINBOW PROPERTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Charles Bond's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2011 - Present

VIRTUS INVESTMENT ADVISERS, LLC

RIA

CRD#: 106982

ROCHESTER, WA

Current

October 24, 2011 - Present

VP DISTRIBUTORS LLC

Office #1: One Financial Plaza, Hartford, CT 06103

CRD#: 3036

Hartford, CT

Past

June 24, 2011 - September 16, 2011

PURCELL ADVISORY SERVICES, LLC

RIA

CRD#: 117238

TACOMA, WA

Past

January 1, 2010 - June 5, 2010

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

ATLANTA, GA

Past

October 18, 2005 - January 1, 2010

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

RIA

CRD#: 109264

HOUSTON, TX

Past

December 17, 2004 - June 5, 2010

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

September 17, 1990 - October 13, 2004

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIRTUS INVESTMENT ADVISERS, LLC

PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.

CRD#: 106982 / SEC#: 801-5995

RIA

Registered Investment Advisory firm - (9/17/1969 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(7/20/2012)

IAR

Connecticut
(10/14/2011)

Idaho
(10/24/2011)

Oregon
(10/24/2011)

Washington
(10/24/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2007

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 5/16/2006

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 9/13/1990

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VIRTUS INVESTMENT ADVISERS, LLC

PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.

CRD#: 106982 / SEC#: 801-5995

RIA

Registered Investment Advisory firm - (9/17/1969 Approved)

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Contact information

Main Address

One Financial Plaza 26th Floor, Hartford, CT 06103

Mailing Address

Phone number

(800) 248-7971

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 53,982,609,839

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas C. Bond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Charles Bond's CRS (Customer Relationship Summary).

Certified licenses

Experience

VP DISTRIBUTORS LLC

PURCELL ADVISORY SERVICES, LLC

INVESCO ADVISERS, INC.

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

INVESCO DISTRIBUTORS, INC.

VP DISTRIBUTORS LLC

Primary Firm SEC Registration

VIRTUS INVESTMENT ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/1998

Series 63

Date: 11/8/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2007

Series 62

Date: 5/16/2006

Series 6

Date: 9/13/1990

FINRA

Current Firm

VIRTUS INVESTMENT ADVISERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

VIRTUS INVESTMENT ADVISERS, LLC

TRUST BUT VERIFY

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