Jack Feiler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Feiler was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1970. Jack had worked at 6 firms and has passed the Series 65, Series 63, Series 15, Series 5, PC, Series 1, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 1995 - March 14, 2024
PALISADE CAPITAL MANAGEMENT, LP
May 3, 1995 - November 9, 2007
PALISADE CAPITAL SECURITIES, L.L.C.
April 11, 1995 - May 3, 1995
PALISADE CAPITAL SECURITIES, L.L.C.
February 23, 1990 - April 25, 1995
CITIGROUP GLOBAL MARKETS INC.
January 6, 1977 - February 28, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
February 6, 1976 - January 6, 1977
DREXEL BURNHAM & CO. INCORPORATED
November 12, 1970 - February 6, 1976
DREXEL BURNHAM & CO. INCORPORATED
Primary Firm SEC Registration
PALISADE CAPITAL MANAGEMENT, LP
CRD#: 104581 / SEC#: 801-48401
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 4/15/1983
Foreign Currency Options ExaminationSeries 5
Date: 4/15/1983
Interest Rate Options ExaminationPC
Date: 8/29/1977
AMEX Put and Call ExamSeries 1
Date: 11/5/1970
Registered Representative ExaminationCurrent Firm
PALISADE CAPITAL MANAGEMENT, LP
CRD#: 104581 / SEC#: 801-48401
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,412 |
| AUM (Assets Under Management) | $ 4,225,941,279 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
