Leonard A. Feigenbaum
Professional summary
Leonard Alan Feigenbaum, who also goes by Len Feigenbaum, Lenny Feigenbaum, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Melville, New York.
Leonard is registered as a RR (Registered Representative) and started their career in finance in 1969. Leonard has worked at 19 firms and has passed the Series 63, Series 6TO, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leonard Alan Feigenbaum's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 445 Broadhollow Road Suite 405, Melville, NY 11747August 31, 2020 - November 14, 2024
PRUCO SECURITIES, LLC.
August 15, 2008 - September 17, 2020
EQUITABLE ADVISORS, LLC
March 17, 2006 - December 7, 2006
MML INVESTORS SERVICES, LLC
March 18, 2005 - December 21, 2005
PARK AVENUE SECURITIES LLC
February 10, 2005 - March 28, 2005
NYLIFE SECURITIES LLC
June 20, 2003 - November 15, 2004
OSAIC FA, INC.
June 11, 2003 - November 15, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 11, 2003 - November 15, 2004
OSAIC FA, INC.
February 22, 2000 - May 22, 2003
EQUITY SERVICES, INC.
May 3, 1999 - February 22, 2000
METROPOLITAN LIFE INSURANCE COMPANY
May 3, 1999 - February 22, 2000
MSI FINANCIAL SERVICES, INC.
October 8, 1998 - March 24, 1999
CADARET, GRANT & CO., INC.
March 2, 1998 - August 31, 1998
CARILLON INVESTMENTS, INC.
December 19, 1995 - January 23, 1998
MONY SECURITIES CORPORATION
January 24, 1992 - January 12, 1996
MML INVESTORS SERVICES, LLC
April 20, 1988 - November 18, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 20, 1988 - November 18, 1991
EQUITABLE ADVISORS, LLC
February 28, 1987 - May 13, 1988
PRUCO SECURITIES, LLC.
December 19, 1980 - July 19, 1982
PERSONAL ECONOMICS SECURITIES CORPORATION
October 26, 1973 - December 21, 1974
SECURITY INVESTMENT SERVICES CORP.
May 18, 1973 - August 7, 1986
HORNOR, TOWNSEND & KENT, LLC
March 12, 1969 - August 16, 1973
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
LPL ENTERPRISE, LLC
CRD#: 8733 / SEC#: 801-130883, 8-26037
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2025)
(11/14/2024)
(11/14/2024)
(11/18/2024)
(9/15/2025)
(7/17/2025)
(11/14/2024)
(11/14/2024)
(1/17/2025)
(10/21/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 3/7/1969
Registered Representative ExaminationFINRA
Current Firm
LPL ENTERPRISE, LLC
CRD#: 8733 / SEC#: 801-130883, 8-26037
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
