Todd P. Patton
STRATEGIC ADVISERS LLC | Financial Consultant
RIDGEWOOD, NJ
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CRD#: 2055581
Professional summary
Todd P. Patton, who also goes by Todd P Patton, Todd Philip Patton, Todd Patton, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Ridgewood, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Morristown, New Jersey.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Todd has worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Biography
"As a Financial Consultant with 25 years of financial services experience, I partner with you to understand your unique financial situation and your vision for the future. Using this discovery in the financial planning process gives us a comprehensive snapshot of your life today. In addition, changes happen in your life, in the markets, and in the world, which means your goals may change as well. When that happens, we will work together to adjust your financial plan as needed."
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd P Patton | Todd Philip Patton | Todd Patton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-63181|OrgNmn:Ridgewood Baseball and Softball Association RBSA|Org Addr:Ridgewood ,New Jersey,US|OBA Nature:Town Baseball and Softball Pro|Invst Rel:N|Title:VP of baseball|Duties:VP of Baseball|StrtDt:02-03-2016|TotHrs/mon:15|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Todd P. Patton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
The University At Albany
Bachelor of Arts (BA) - Business Administration
1989
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 35 Morris Street, Morristown, NJ 07960RIA
CRD#: 104555
RIDGEWOOD, NJ
Current
October 12, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 35 Morris Street, Morristown, NJ 07960BD
CRD#: 7784
Morristown, NJ
Past
October 14, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MORRISTOWN, NJ
Past
May 14, 2021 - October 5, 2021
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
May 7, 2019 - October 5, 2021
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
December 14, 2009 - March 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
EDISON, NJ
Past
December 14, 2009 - March 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
EDISON, NJ
Past
September 4, 2006 - October 7, 2009
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
NEW YORK, NY
Past
August 14, 2006 - October 7, 2009
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
NEW YORK, NY
Past
March 9, 2005 - August 15, 2006
ALLIANCEBERNSTEIN INVESTMENTS, INC.
BD
CRD#: 14549
SECAUCUS, NJ
Past
December 7, 2000 - February 16, 2005
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
NASHVILLE, TN
Past
April 4, 1991 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
BD
CRD#: 1232
NEW YORK, NY
Past
October 17, 1990 - March 12, 1991
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/14/2022)
RR
California(5/22/2023)
RR
Connecticut(3/27/2023)
RR
Delaware(1/7/2022)
RR
Florida(10/13/2021)
RR
Indiana(9/29/2023)
RR
Maryland(5/10/2022)
RR
Massachusetts(5/9/2022)
RR
Minnesota(3/28/2023)
RR
Nevada(5/26/2023)
RR
New Hampshire(8/28/2023)
RR
New Jersey(10/13/2021)
IAR
New Jersey(3/31/2025)
RR
New York(10/14/2021)
RR
North Carolina(5/9/2022)
RR
Ohio(11/21/2023)
RR
Pennsylvania(2/2/2022)
RR
South Carolina(5/11/2022)
RR
Texas(10/13/2021)
IAR
Texas(3/31/2025)
RR
Virginia(5/10/2022)
RR
Wisconsin(3/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/6/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Ridgewood, NJTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
