WG
William L. Grossman
CREATIVE FINANCIAL DESIGNS
Lincoln, NE 68510
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CRD#: 2055510
WG
Professional summary
William Lee Grossman, CFP®, who also goes by William L Grossman, is a registered financial advisor currently at CREATIVE FINANCIAL DESIGNS, INC. located in Lincoln, Nebraska and CFD INVESTMENTS, INC. located in Lincoln, Nebraska.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. William has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William L Grossman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GROSSMAN FINANCIAL PLANNING, INC POSITION: Owner NATURE: This is a Corporation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/1985 ADDRESS: 5715 S 34th St, Suite 500, Lincoln NE 68516, United States DESCRIPTION: The marketing of life, health, disability and long term care insurance. 2. Creative Financial Designs, Inc
CRS (Client Relationship Summary) - RIA
Click below to view William Lee Grossman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
June 5, 2023 - Present
CREATIVE FINANCIAL DESIGNS, INC.
Office #1: 7111 A St Suite 103, Lincoln, NE 68510RIA
CRD#: 109032
Lincoln, NE
Current
May 25, 2023 - Present
CFD INVESTMENTS, INC.
Office #1: 7111 A St. Suite 103, Lincoln, NE 68510BD
CRD#: 25427
Lincoln, NE
Past
November 28, 2017 - May 31, 2023
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
LINCOLN, NE
Past
November 27, 2017 - May 31, 2023
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
LINCOLN, NE
Past
November 7, 1996 - November 27, 2017
SII INVESTMENTS, INC.
RIA
CRD#: 2225
LINCOLN, NE
Past
October 29, 1996 - November 27, 2017
SII INVESTMENTS, INC.
BD
CRD#: 2225
LINCOLN, NE
Past
June 3, 1993 - November 6, 1996
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/13/2023)
RR
Arizona(6/7/2023)
RR
Arkansas(6/6/2023)
RR
California(5/25/2023)
RR
Colorado(6/5/2023)
RR
Florida(5/26/2023)
RR
Georgia(5/30/2023)
RR
Illinois(9/7/2023)
RR
Indiana(7/11/2023)
RR
Iowa(5/30/2023)
RR
Kansas(6/6/2023)
RR
Massachusetts(5/26/2023)
RR
Michigan(6/5/2023)
RR
Minnesota(6/7/2023)
RR
Missouri(5/26/2023)
RR
Nebraska(6/5/2023)
IAR
Nebraska(6/5/2023)
RR
Nevada(6/12/2023)
RR
New Hampshire(6/23/2023)
RR
New Jersey(6/5/2023)
RR
New Mexico(6/5/2023)
RR
Ohio(5/25/2023)
RR
Oklahoma(6/6/2023)
RR
South Carolina(5/25/2023)
RR
South Dakota(6/8/2023)
RR
Texas(5/26/2023)
RR
Virginia(6/7/2023)
RR
Washington(6/5/2023)
RR
Wisconsin(5/25/2023)
RR
Wyoming(6/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2704 S Goyer Rd, Kokomo, IN 46902
Mailing Address
P.o. Box # 2244, Kokomo, IN 46904-2244
Phone number
(765) 453-9600
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,029 |
| AUM (Assets Under Management) | $ 2,478,773,967 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/05/2024 | ||
| 01/10/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032Lincoln, NE 68510TRUST BUT VERIFY
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