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RG

Robert A. Garrey

VOYA FINANCIAL PARTNERS
Windsor, CT 06095
Some features on this profile are disabled
CRD#: 2054886
RG

Professional summary

Robert A Garrey, who also goes by Rob Alexander Garrey, Robert A Garrey, Robert Alexander Garrey, Robert Garrey, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1991. Robert has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rob Alexander Garrey | Robert A Garrey | Robert Alexander Garrey | Robert Garrey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Board Member: Bushnell Park Foundation**Board Member: Wethersfield Village Improvement Association**Board Member: Wethersfield Beautification Trust

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert A Garrey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 16, 2025 - Present

VOYA FINANCIAL PARTNERS, LLC

Office #1: One Orange Way, C2n, Windsor, CT 06095
BD
CRD#: 34815
Windsor, CT
Past

April 6, 2022 - February 8, 2025

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
West Hartford, CT
Past

February 18, 2022 - January 16, 2025

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

January 4, 2021 - December 14, 2021

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
ENFIELD, CT
Past

March 6, 2019 - January 4, 2021

MML DISTRIBUTORS, LLC

BD
CRD#: 38030
ENFIELD, CT
Past

December 3, 2004 - December 15, 2017

VOYA FINANCIAL PARTNERS, LLC

RIA
CRD#: 34815
WINDSOR, CT
Past

January 11, 2000 - December 31, 2000

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

December 19, 1997 - September 25, 2000

AETNA FINANCIAL SERVICES, INC.

BD
CRD#: 13255
HARTFORD, CT
Past

October 15, 1993 - December 15, 2017

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

June 17, 1991 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256
HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/16/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/25/1999
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/15/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/10/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/13/1991
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/13/1997
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 1/26/1996
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VF
VOYA FINANCIAL PARTNERS, LLC
AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.

CRD#: 34815 / SEC#: 801-57637, 8-46451

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Orange Way, C2n, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
(860) 275-2110
Established
Delaware since 11/27/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
55

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

VOYA FINANCIAL PARTNERS, LLC - FORM ADV PART 2A BROCHURE (3/31/2023)

Direct owners and executive officers

NamePositionCRD#
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANYPARENT
BOHN, FREDERICK HENRYCHIEF FINANCIAL OFFICER5791728
EASTON, STEPHEN JOSEPHCHIEF COMPLIANCE OFFICER3150168
ELMSLIE, WILLIAM PETERMANAGING DIRECTOR1970014

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815Windsor, CT 06095

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