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RG

Robert A. Garrey

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CRD#: 2054886
RG
Robert A Garrey

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert A Garrey, who also goes by Rob Alexander Garrey, Robert A Garrey, Robert Alexander Garrey, Robert Garrey, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Aliases

Rob Alexander Garrey | Robert A Garrey | Robert Alexander Garrey | Robert Garrey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Board Member: Bushnell Park Foundation**Board Member: Wethersfield Village Improvement Association**Board Member: Wethersfield Beautification Trust

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 16, 2025 - September 25, 2026

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

April 6, 2022 - February 8, 2025

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
West Hartford, CT
Past

February 18, 2022 - January 16, 2025

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

January 4, 2021 - December 14, 2021

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
ENFIELD, CT
Past

March 6, 2019 - January 4, 2021

MML DISTRIBUTORS, LLC

BD
CRD#: 38030
ENFIELD, CT
Past

December 3, 2004 - December 15, 2017

VOYA FINANCIAL PARTNERS, LLC

RIA
CRD#: 34815
WINDSOR, CT
Past

January 11, 2000 - December 31, 2000

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

December 19, 1997 - September 25, 2000

AETNA FINANCIAL SERVICES, INC.

BD
CRD#: 13255
HARTFORD, CT
Past

October 15, 1993 - December 15, 2017

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

June 17, 1991 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256
HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
PR
PR
Series 66
Status Unavailable
Passed: 6/25/1999
Uniform Combined State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 12/15/2017
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 7/10/1997
General Securities Representative Examination
General Industry/Product Exam
PR
Series 6
Status Unavailable
Passed: 6/13/1991
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
PR
Series 24
Status Unavailable
Passed: 8/13/1997
General Securities Principal Examination
Principal/Supervisory Exam
PR
Series 26
Status Unavailable
Passed: 1/26/1996
Investment Company Products/Variable Contracts Principal Examination

Current Firm

VF
VOYA FINANCIAL PARTNERS, LLC
AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.

CRD#: 34815 / SEC#: 801-57637, 8-46451

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Orange Way, C2n, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
(860) 275-2110
Established
Delaware since 11/27/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
55

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

VOYA FINANCIAL PARTNERS, LLC - FORM ADV PART 2A BROCHURE (3/31/2023)

Direct owners and executive officers

NamePositionCRD#
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANYPARENT
BOHN, FREDERICK HENRYCHIEF FINANCIAL OFFICER5791728
EASTON, STEPHEN JOSEPHCHIEF COMPLIANCE OFFICER3150168
ELMSLIE, WILLIAM PETERMANAGING DIRECTOR1970014

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

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