Marlin R. Duncan
Professional summary
Marlin Ralph Duncan JR., CFP®, who also goes by Jay Duncan Jr, Jay Duncan, Marlin R Duncan Jr., Marlin Ralph Duncan Jr, Marlin (jay) Ralph Duncan, Marlin Jr. Ralph Duncan, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Marlin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Marlin has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marlin Ralph Duncan JR.'s CRS (Customer Relationship Summary).
Certified licenses
Start date: 2007
Experience
September 1, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 33, Atlanta, GA 30308December 17, 2013 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 15, Atlanta, GA 30308Office #2: 103 City Cir, Peachtree City, GA 30269Office #3: 1212 Highway 74 S, Peachtree City, GA 30269December 18, 2013 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
March 9, 2005 - December 18, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 7, 2005 - December 18, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 16, 1999 - April 4, 2000
IFMG SECURITIES, INC.
February 19, 1999 - December 2, 2004
SOUTHTRUST SECURITIES, LLC
February 19, 1999 - March 7, 2005
SOUTHTRUST SECURITIES, LLC
January 4, 1996 - February 19, 1999
TRUIST INVESTMENT SERVICES, INC.
October 27, 1994 - December 19, 1994
TRUIST INVESTMENT SERVICES, INC.
July 1, 1994 - July 19, 1994
STERNE, AGEE & LEACH, INC.
October 9, 1992 - December 9, 1993
PRUDENTIAL EQUITY GROUP, LLC
May 14, 1990 - November 9, 1990
J. W. GANT & ASSOCIATES, INC.
May 1, 1990 - May 23, 1990
ROBERT TODD FINANCIAL CORP.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2025)
(4/21/2015)
(10/19/2016)
(12/19/2013)
(12/18/2013)
(9/1/2016)
(8/31/2021)
(9/9/2020)
(9/16/2020)
(11/14/2017)
(8/3/2017)
(8/14/2025)
(2/16/2024)
(2/24/2016)
(6/27/2014)
(3/7/2014)
(7/23/2021)
(12/18/2019)
(3/24/2015)
(9/6/2017)
(12/19/2013)
(7/25/2016)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
