WL
William J. Lacasse
USA FINANCIAL SECURITIES LLC
Lee's Summit, MO 64086
Some features on this profile are disabled
CRD#: 2053942
WL
Professional summary
William Joseph Lacasse, ChFC®, who also goes by Bill Lacasse, is a registered financial advisor currently at USA FINANCIAL SECURITIES LLC located in Lee's Summit, Missouri.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. William has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Lacasse
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SRG FINANCIAL ADVISORS LLC - 1055 OZARK CARE DRIVE, OSAGE BEACH, MO 65065. OWNER. START DATE; 01/1990. LIFE AND HEALTH INSURANCE. SALES AND EVALUATIONS OF LIFE INSURANCE AND ANNUITIES. INVESTMENT RELATED. 15 HOURS PER MONTH DEVOTED TO BUSINESS. 15 HOURS DEVOTED DURING SECURITIES TRADING HOURS. 2) SRG FINANCIAL TAX AND ACCOUNTING - BUSINESS EVALUATIONS - 1055 OZARK CARE DRIVE, OSAGE BEACH, MO 65065. START DATE 01/1/2023. OWNER. HIRE AND SUPERVISE OTHER PEOPLE TO PERFORM THE EVAULATIONS. NOT INVESTMENT RELATED. 2 HOURS PER MONTH DEVOTED TO BUSINESS. 1 HOUR PER MONTH DEVOTED DURING SECURITES TRADING HOURS. 3) LACASSE LAND COMPANY - 1055 OZARK CARE DRIVE, OSAGE BEACH, MO 65065. START DATE 01/01/2024. OWNER. REAL ESTATE. RENTAL OF OFFICE SPACE IN BUILDING THAT I OWN. NOT INVESTMENT RELATED. 1 HOUR PER MONTH DEVOTED TO BUSINESS. 1 HOUR PER MONTH DEVOTED DURING SECURITIES TRADING HOURS. 4) ADVISOR DIGITAL POWERED BY SRG FINANCIAL ADVISORS - 1055 OZARK CARE DRIVE, OSAGE BEACH, MO 65065. START DATE 07/17/2024. OWNER. ASSISTING FINANCIAL ADVISORS WITH DIGITAL PLATFORMS AND OTHER DIGITAL ASPECTS OF THEIR PRACTICE. OVERSEE THE TECHNICIANS THAT ARE WORKING ON THE PLATFORMS. NOT INVESTMENT RELATED. 1 HOUR PER MONTH DEVOTED TO BUSINESS. 1 HOUR PER MONTH DEVOTED DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view William Joseph Lacasse's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William Joseph Lacasse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 4, 2006 - Present
USA FINANCIAL SECURITIES LLC
Office #1: 200 Ne Missouri Road Suite 200, Lee's Summit, MO 64086Office #2: 303 N. Stadium Blvd. 2nd Floor, Columbia, MO 65203Office #3: 1055 Ozark Care Drive, Osage Beach, MO 65065RIA
BD
CRD#: 103857
Lee's Summit, MO
Current
December 4, 2006 - Present
USA FINANCIAL SECURITIES LLC
Office #1: 200 Ne Missouri Road Suite 200, Lee's Summit, MO 64086Office #2: 303 N. Stadium Blvd. 2nd Floor, Columbia, MO 65203Office #3: 1055 Ozark Care Drive, Osage Beach, MO 65065RIA
BD
CRD#: 103857
Lee's Summit, MO
Past
August 14, 2002 - December 4, 2006
MOLONEY SECURITIES CO., INC.
RIA
CRD#: 38535
OSAGE BEACH, MO
Past
August 14, 2002 - December 4, 2006
MOLONEY SECURITIES CO., INC.
BD
CRD#: 38535
MANCHESTER, MO
Past
June 6, 2000 - April 3, 2002
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
February 26, 1998 - December 31, 1999
MOLONEY SECURITIES CO., INC.
BD
CRD#: 38535
MANCHESTER, MO
Past
December 14, 1994 - December 31, 1997
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
September 3, 1993 - December 20, 1994
NORTH AMERICAN MANAGEMENT, INC.
BD
CRD#: 624
SIOUX FALLS, SD
Past
January 7, 1993 - September 7, 1993
BMA FINANCIAL SERVICES, INC.
BD
CRD#: 7943
KANSAS CITY, MO
Past
June 13, 1990 - October 8, 1992
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UF
USA FINANCIAL SECURITIES LLC
USA FINANCIAL | USA FINANCIAL SECURITIES LLC | USA FINANCIAL SECURITIES CORPORATION | USA FINANCIAL ASSET MANAGEMENT
CRD#: 103857 / SEC#: 801-68276, 8-52342
RIA
Registered Investment Advisory firm - SEC (8/24/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Arkansas
Registered Investment Advisory firm - SEC (9/12/2007 Terminated)California
Registered Investment Advisory firm - SEC (8/31/2007 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/28/2007 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Delaware
Registered Investment Advisory firm - SEC (9/6/2007 Terminated)Florida
Registered Investment Advisory firm - SEC (10/11/2007 Terminated)Georgia
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/24/2007 Terminated)Indiana
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Iowa
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Kansas
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Kentucky
Registered Investment Advisory firm - SEC (8/31/2007 Terminated)Louisiana
Registered Investment Advisory firm - SEC (9/6/2007 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (9/5/2007 Terminated)Nevada
Registered Investment Advisory firm - SEC (9/19/2007 Terminated)New Mexico
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)North Carolina
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Ohio
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (8/24/2007 Terminated)Oregon
Registered Investment Advisory firm - SEC (8/24/2007 Terminated)South Carolina
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Tennessee
Registered Investment Advisory firm - SEC (9/29/2007 Terminated)Texas
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Utah
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Virginia
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alaska(5/24/2023)
IAR
Arizona(8/16/2018)
RR
Arizona(12/8/2021)
RR
Arkansas(5/19/2008)
IAR
Arkansas(5/22/2008)
IAR
California(6/17/2020)
IAR
Colorado(8/26/2016)
RR
Florida(12/4/2006)
IAR
Florida(6/4/2013)
RR
Illinois(10/16/2013)
IAR
Illinois(7/17/2015)
IAR
Iowa(1/7/2014)
IAR
Kansas(7/31/2015)
IAR
Michigan(9/22/2025)
IAR
Mississippi(3/8/2024)
RR
Missouri(12/4/2006)
IAR
Missouri(12/4/2006)
IAR
New Jersey(10/30/2018)
IAR
Oklahoma(8/17/2007)
IAR
Oregon(1/15/2021)
RR
Oregon(7/7/2022)
IAR
South Carolina(7/17/2025)
IAR
Texas(4/13/2015)
RR
Texas(1/11/2016)
IAR
Utah(1/14/2015)
RR
Washington(10/4/2018)
IAR
Washington(10/4/2018)
IAR
Wisconsin(11/4/2016)
RR
Wisconsin(11/22/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UF
USA FINANCIAL SECURITIES LLC
USA FINANCIAL | USA FINANCIAL SECURITIES LLC | USA FINANCIAL SECURITIES CORPORATION | USA FINANCIAL ASSET MANAGEMENT
CRD#: 103857 / SEC#: 801-68276, 8-52342
RIA
Registered Investment Advisory firm - SEC (8/24/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Arkansas
Registered Investment Advisory firm - SEC (9/12/2007 Terminated)California
Registered Investment Advisory firm - SEC (8/31/2007 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/28/2007 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Delaware
Registered Investment Advisory firm - SEC (9/6/2007 Terminated)Florida
Registered Investment Advisory firm - SEC (10/11/2007 Terminated)Georgia
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/24/2007 Terminated)Indiana
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Iowa
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Kansas
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Kentucky
Registered Investment Advisory firm - SEC (8/31/2007 Terminated)Louisiana
Registered Investment Advisory firm - SEC (9/6/2007 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (9/5/2007 Terminated)Nevada
Registered Investment Advisory firm - SEC (9/19/2007 Terminated)New Mexico
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)North Carolina
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Ohio
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (8/24/2007 Terminated)Oregon
Registered Investment Advisory firm - SEC (8/24/2007 Terminated)South Carolina
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Tennessee
Registered Investment Advisory firm - SEC (9/29/2007 Terminated)Texas
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Utah
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Virginia
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/30/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6020 East Fulton, Ada, MI 49301
Mailing Address
6020 East Fulton, Ada, MI 49301
Phone number
(888) 407-8198
Established
Delaware since 07/03/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
166
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USA FINANCIAL LLC | OWNER | |
| BACHERT, WILLIAM CLAYTON | CHIEF FINANCIAL OFFICER/FINANCIAL OPERATIONS PRINCIPAL (PRIMARY)/MUNICIPAL PRINCIPAL/DIRECTOR | 4576698 |
| ENDERS, BRENT DAVID | PRESIDENT/DIRECTOR/TRUSTEE OF BRENT D. ENDERS TRUST U/A DTD 06/17/2004 | 2858719 |
| MCCONNELL, JAMES CARROLL JR | CHIEF OPERATIONS OFFICER | 4679140 |
| MERSMAN, MARK ROBERT | CHIEF MARKETING OFFICER | 4702400 |
| THOMASON, DAWN M | CHIEF COMPLIANCE OFFICER | 5275125 |
| WALTERS, MICHAEL DAVID | CHAIRMAN OF THE BOARD/CHIEF EXECUTIVE OFFICER/DIRECTOR/TRUSTEE OF THE MICHAEL D. WALTERS TRUST U/A DTD 3/13/1996 | 2580592 |
Regulatory assets under management
| Total Number of Accounts | 1,750 |
| AUM (Assets Under Management) | $ 301,510,438 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
