James P. Kramer

KRAMER INVESTMENT SERVICES

Lake Geneva, WI 53147

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CRD#: 2053881

Professional summary

James Paul Kramer, who also goes by Jim Kramer, is a registered financial advisor currently at KRAMER INVESTMENT SERVICES, LLC located in Lake Geneva, Wisconsin.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Kramer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INSURANCE AGENT; INVESTMENT-RELATED; BURLINGTON, WI; INSURANCE SERVICES; INSURANCE AGENT; GREATER THAN 50% OF TIME SPENT IN THIS BUSINESS 2)KRAMER INVESTMENT AND INSURANCE SERVICES, INC. OWNER, AGENT 50% OF TIME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Paul Kramer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2013 - Present

KRAMER INVESTMENT SERVICES, LLC

Office #1: 612 S. Wells Street, Unit G, Lake Geneva, WI 53147

RIA

CRD#: 169769

Lake Geneva, WI

Past

February 1, 2010 - November 14, 2013

OLDENBURG & KRAMER INVESTMENT SERVICES LLC

RIA

CRD#: 152929

BURLINGTON, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/26/2021)

IAR

Illinois
(2/27/2014)

IAR

Texas
(10/19/2022)

IAR

Wisconsin
(11/15/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2009

Uniform Investment Adviser Law Examination

Current Firm

KRAMER INVESTMENT SERVICES, LLC

CRD#: 169769 / SEC#:

Florida

Registered Investment Advisory firm - (1/26/2021 Approved)

Illinois

Registered Investment Advisory firm - (2/27/2014 Approved)

Texas

Registered Investment Advisory firm - (10/19/2022 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (11/15/2013 Approved)

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Contact information

Main Address

612 S. Wells Street, Unit G, Lake Geneva, WI 53147

Mailing Address

Phone number

(262) 729-4128

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	490
AUM (Assets Under Management)	$ 58,784,317

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James P. Kramer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Paul Kramer's CRS (Customer Relationship Summary).

Certified licenses

Experience

KRAMER INVESTMENT SERVICES, LLC

OLDENBURG & KRAMER INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2009

Current Firm

KRAMER INVESTMENT SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KRAMER INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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