Kathryn M. Cabral
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Mary Cabral, who also goes by Kathryn Cabral, Kathryn Carlucci, was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 1990. Kathryn had worked at 5 firms and has passed the Series 63, SIE, Series 82 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2018 - February 6, 2020
HOLLISTER ASSOCIATES, LLC
April 20, 1998 - January 4, 1999
NATWEST FINANCE INC.
October 4, 1995 - October 26, 1995
NATWEST SECURITIES CORPORATION
October 6, 1994 - October 5, 1995
NATWEST INTERNATIONAL SECURITIES INC.
April 24, 1990 - June 7, 1993
CHASE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HOLLISTER ASSOCIATES, LLC
CRD#: 173366 / SEC#: , 8-69538
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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